PMS Compliance Officer

4 days ago

India Stellar Capital Management Full time

Company Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted for human context 2) Personalization Each portfolio is built from scratch — engineered to dynamically evolve with you 3) Experience Your thoughts to our actions — a wealth experience so delightful it will help you sleep better 4) Safety Unmatched transparency and security — well beyond just compliance requirements Compensation Highlights Top-of-market cash compensation Free access to Stellar's employee-only investment fund Health insurance Role Description We are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance: Lead end-to-end compliance processes and liaising across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements Undertake the responsibilities of our designated company secretary Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance Manage internal financial operations Preferred Background Experience: 3+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits Education: Qualifications in CS (eligible to be the designated CS) Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations Bonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools Culture Code Fulfilment in your life's best work Special forces unit Talent density is critical — a lean team of exceptional operators moves faster and solves unstructured problems more effectively. First principles thinking Dare to make contrarian moves backed by first principles, and decide with clear intent because each release is a hypothesis. Progress over perfection We learn and iterate fast because we value compounding improvement more than immaculate beginnings. Craft as character What we build ends up building us, and reflects who we are, so treat excellence as a habit. Obsessed with client delight There is no such thing as client error — only design error; so cultivate deep empathy and respect worthy of the client's trust. Kindness (helpful) over niceness (pleasant) Say what people need to hear, not what they want to hear, and actively seek feedback. Own the outcome We don't need heroes — we need people who don't wait for heroes; use your freedom to act in Optima's best interest and keep moving. Contact Share your resume directly with us at .

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