Compliance Officer
6 hours ago
Job Title: Compliance OfficerLocation: BangaloreExperience: 2 -4 yearsQualification: Bachelor's or Master's in Law, Commerce, or Finance preferred; CS, CA (Inter), or NISM certifications preferredWork Schedule: Not specified We're hiring a Compliance Officer for MintCap, a fintech company revolutionizing finance for traders with an AI and data -driven platform. Our team is composed of seasoned leaders with experience scaling tech businesses from diverse industries. We're looking for a detail -oriented and experiencedCompliance Manager or Compliance Analyst to ensure full compliance with regulatory requirements. As the Compliance Officer, your responsibilities would be: - Working with the social media and marketing team to review advertisements and content for regulatory compliance. - Monitoring and reporting suspicious transactions under Anti -Money Laundering (AML) guidelines. - Ensuring day -to -day compliance with SEBI,exchange, and depository guidelines for stockbrokers and depository participants. - Handling internal and external audits and regulatory inspections. - Conducting surveillance monitoring and reporting. - Filing periodic reports with regulatory authorities in a timely and accurate manner. Requirements Experience: 2 -4 years of experience working independently in a compliance function at a stockbroking or financial services firm. Prior experience with fintech, new -age stockbrokers, or discount brokers is a plus. Skills: Strong knowledge of SEBI, NSE, BSE, and CDSL regulations is a must. Excellent analytical, communication, record -keeping, and problem -solving skills are required. Qualifications: A Bachelor's or Master's degree in Law, Commerce, or Finance is preferred. CS, CA (Inter), or NISM certifications (Series VI, Series X -A/X -B, or Series V -A) are also preferred. Benefits Career Growth: Opportunities to take on new responsibilities and advance your career as the company grows. Flexibility: Work in a flexible environment with options for remote work and a focus on work -life balance. Impact: You'll see the direct impact of your work on our products, services, and overall success. Innovation: The chance to work on exciting, cutting -edge projects in a fast -evolving industry. Team Spirit: A supportive and inclusive culture where collaboration and creativity thrive.
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Compliance Officer
1 week ago
bangalore, India beBeeCompliance Full timeJob Title: Compliance Officer We are seeking a skilled Compliance Officer to join our team. The ideal candidate will have excellent analytical and problem-solving skills, with the ability to interpret complex information and identify potential risks. Job Description The Compliance Officer will be responsible for ensuring that all aspects of the...
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Compliance Officer
7 days ago
bangalore, India InBrok (IFSC) Private Limited Full timeCompliance Officer (CO) – InBrok (IFSC) Private Limited Location: GIFT City – IFSC , Gandhinagar Employment Type: Full-time | On-site Department: Compliance & Regulatory Affairs --- About InBrok InBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...
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Compliance Officer
1 week ago
bangalore, India InBrok (IFSC) Private Limited Full timeCompliance Officer (CO) – InBrok (IFSC) Private Limited Location: GIFT City – IFSC , Gandhinagar Employment Type: Full-time | On-site Department: Compliance & Regulatory Affairs --- About InBrok InBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...
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People Compliance Officer
4 days ago
Bangalore, Karnataka, India SAP Full timeWe help the world run betterAt SAP we enable you to bring out your best Our company culture is focused on collaboration and a shared passion to help the world run better How We focus every day on building the foundation for tomorrow and creating a workplace that embraces differences values flexibility and is aligned to our purpose-driven and future-focused...
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Compliance Officer
5 days ago
Bengaluru, Karnataka, India Paywize Technologies Pvt. Ltd. Full timeJob Title: Compliance Officer - Merchant Onboarding About Paywize: Paywize Technologies is a rapidly growing digital payments and fintech company committed to providing seamless, secure, and innovative transaction solutions. With a focus on compliance, technology, and customer satisfaction, we are building a future-ready financial ecosystem. Role...
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Compliance Officer
2 weeks ago
India CIEL HR Full timeDegree qualified with minimum 7 years relevant work experience in AML CTF roles including as Principal Officer in financial services or payments industry mainly in corporate clients environment Professional Certification s in the area of Compliance or AML CTF and or Financial Services Risk Management Ability to engage internal and external stakeholders and...
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Compliance Officer
4 days ago
Bengaluru, Karnataka, India BENAKA GOLD COMPANY Full time**Regulatory Monitoring**: Stay updated with changes in laws and regulations relevant to the gold buying industry. Ensure that the company is aware of new legal requirements and help in implementing necessary changes in operations. **Documentation Management**: Assist in maintaining and organizing compliance documentation, including licenses, contracts, and...
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Junior Compliance Officer
5 days ago
bangalore, India Tetra Consultants Full timeTetra Consultants is a management consulting firm headquartered in Singapore. Our corporate advisory wing specializes in international business set up, financial license applications, merger & acquisition, and corporate banking solutions. In addition, our accounting and tax wing provides services such as international tax planning, bookkeeping and tax...
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Junior Compliance Officer
4 days ago
bangalore, India Tetra Consultants Full timeTetra Consultants is a management consulting firm headquartered in Singapore. Our corporate advisory wing specializes in international business set up, financial license applications, merger & acquisition, and corporate banking solutions. In addition, our accounting and tax wing provides services such as international tax planning, bookkeeping and tax...
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Compliance Officer
6 hours ago
India Weekday AI Full time ₹ 10,00,000 - ₹ 20,00,000 per yearThis role is for one of Weekday's clientsSalary range: Rs Rs ie INR 15-20 LPA)Min Experience: 5 yearsJobType: full-timeRequirementsWe are seeking a Company Secretary (5-10 years of experience) as our Compliance officer for SEBI registered entities who is looking forward to an extremely intense and challenging role in our hedge fund-styled investing platform....
