Compliance Officer

1 day ago

Bangalore Karnataka India Vellstone Full time ₹ 40,00,000 - ₹ 80,00,000 per year

Job Title: Compliance OfficerLocation: BangaloreExperience: 2 -4 yearsQualification: Bachelor's or Master's in Law, Commerce, or Finance preferred; CS, CA (Inter), or NISM certifications preferredWork Schedule: Not specified We're hiring a Compliance Officer for MintCap, a fintech company revolutionizing finance for traders with an AI and data -driven platform. Our team is composed of seasoned leaders with experience scaling tech businesses from diverse industries. We're looking for a detail -oriented and experiencedCompliance Manager or Compliance Analyst to ensure full compliance with regulatory requirements. As the Compliance Officer, your responsibilities would be: - Working with the social media and marketing team to review advertisements and content for regulatory compliance. - Monitoring and reporting suspicious transactions under Anti -Money Laundering (AML) guidelines. - Ensuring day -to -day compliance with SEBI,exchange, and depository guidelines for stockbrokers and depository participants. - Handling internal and external audits and regulatory inspections. - Conducting surveillance monitoring and reporting. - Filing periodic reports with regulatory authorities in a timely and accurate manner. Requirements Experience: 2 -4 years of experience working independently in a compliance function at a stockbroking or financial services firm. Prior experience with fintech, new -age stockbrokers, or discount brokers is a plus. Skills: Strong knowledge of SEBI, NSE, BSE, and CDSL regulations is a must. Excellent analytical, communication, record -keeping, and problem -solving skills are required. Qualifications: A Bachelor's or Master's degree in Law, Commerce, or Finance is preferred. CS, CA (Inter), or NISM certifications (Series VI, Series X -A/X -B, or Series V -A) are also preferred. Benefits Career Growth: Opportunities to take on new responsibilities and advance your career as the company grows. Flexibility: Work in a flexible environment with options for remote work and a focus on work -life balance. Impact: You'll see the direct impact of your work on our products, services, and overall success. Innovation: The chance to work on exciting, cutting -edge projects in a fast -evolving industry. Team Spirit: A supportive and inclusive culture where collaboration and creativity thrive.

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