Compliance Officer

2 days ago


Andheri Mumbai Maharashtra, India Choice Equity Broking Pvt Ltd Full time

Responsibilities: 1. Membership Compliance: - Ensure adherence to all membership obligations and regulatory requirements. - Monitor and review compliance with internal policies and external regulations related to stockbroker activities. 2. Surveillance Alerts: - Handle and investigate surveillance alerts in a timely manner. - Analyse trade and transaction patterns to identify potential compliance issues or irregular activities. - Prepare reports and summaries related to surveill

**Job Types**: Full-time, Permanent

Pay: ₹15,586.00 - ₹25,998.00 per year

**Benefits**:

- Provident Fund

Schedule:

- Day shift

Supplemental Pay:

- Shift allowance

Work Location: In person


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