Avp- Surveillance

17 hours ago


Mumbai, India R2R Consults Full time

Industry Banking / Financial Services / Broking- Location Maharashtra Mumbai- Experience Range 20 - 25 Years- Qualification Graduation- Job Description- About Us
Established in 2009, R2R is one of India oldest Leadership Hiring Firm in India. R2R is driven by active partnerships with industry bodies and customers with unparalleled domain knowledge. R2R’s Customised Approach in deploying these solutions supports clients with best fit solutions to match up to their requirements. Clients can expect to Stay Ahead in their businesses by partnering with R2R. We not only understand the domain and “talk the language” but also can help our customers to get aligned with industry initiatives At the same time, R2R recognises that every customer has a unique context that is shaped by their goals and business models, competitive challenges, size, constraints, cultural sensitivities, etc. R2R therefore takes a “Customised Approach” and works collaboratively to architect solutions that optimise value for the customers.- About Company
Roles and Responsibility- JOB DESCRIPTION of AVP- Surveillance

Job Title: Assistant Vice
President -Surveillance

Department: Surveillance
-Surveillance teams of Banking and Financial institutions.

Area of Operations /Key Responsibility:

Monitor various trades across multiple platforms for outliers.
Identify irregularities, abnormal activities on the trading systems.
Analyse surveillance system alerts and develop analytical reports.
Data analysis using Excel/ R-Programming, data interpretation and data presentation.
Preparation of various operational reports and MIS Reports on periodic basis.
Regular interaction with internal and external teams on various aspects of system
development.
Testing of systems as per requirement.
Writing periodic reports and preparation of inter-office documents.
Handling various audits/inspections applicable to the department.
Initiating and Managing projects related to building and enhancing surveillance
scenarios.
Any Other Requirement:

Should be ready to work extended hours as per the exigencies of business.
Co-ordination and Interaction with business and functional teams.
Required Qualification:

Certifications:

Data Analytics / Data Science (preferred)
Working knowledge of programming / coding
Core Competencies:

Quantitative ability
Analytical skills
Attention to detail
Good logical skills
Good team player
Adaptability to change

Functional Competencies:

Exposure to Trading and Surveillance systems
Working knowledge of capital markets, with
preference for exposure in fixed income/ foreign
exchange / derivative markets
Strong mathematical/quantitative skills.
Technology Savvy, Working knowledge of
programming / coding
- Recruiter Name Riddhi Shah



  • Hyderabad, Mumbai, Mumbai, India Anlage Infotech Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    What is the AVP - Compliance Automation & Surveillance responsible for?The AVP - Compliance Automation & Surveillance will play a pivotal role in leading a dynamic team that focusses on new tools & automation of processes for Regulatory Compliance and the surveillance framework. This position will oversee the development, implementation, and maintenance of...

  • Franklin Templeton

    3 weeks ago


    Mumbai, India Franklin Templeton Full time

    Assistant Vice President - Compliance Surveillance & Automation (18-25 yrs)What is the AVP - Compliance Automation & Surveillance responsible for?The AVP - Compliance Automation & Surveillance will play a pivotal role in leading a dynamic team that focusses on new tools & automation of processes for Regulatory Compliance and the surveillance framework.This...

  • Credit Officer, Avp

    3 days ago


    Mumbai, Maharashtra, India Deutsche Bank Full time

    **Credit Officer, AVP**: **Job ID**:R0358054**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-11-25**Location**:Mumbai**Position Overview**: **Job Titl **e - Credit Officer, AVP** **Location - Mumbai, India** **Role Description** - Risk division has a fundamental responsibility to protect the Bank. With group-wide responsibility for...

  • Credit Officer, Avp

    3 days ago


    Mumbai, Maharashtra, India Deutsche Bank Full time

    **Credit Officer, AVP**: **Job ID**:R0373442 **Full/Part-Time**:Full-time **Regular/Temporary**:Regular **Listed**:2025-02-13 **Location**:Mumbai **Position Overview**: **Job Titl**e: Credit Officer, AVP** **Location: Mumbai, India** **Role Description** - Risk division has a fundamental responsibility to protect the Bank. With group-wide...


  • Mumbai, Maharashtra, India Deutsche Bank Full time

    **FIC Business Control Unit, AVP**: **Job ID**:R0384023 **Full/Part-Time**:Full-time **Regular/Temporary**:Regular **Listed**:2025-04-11 **Location**:Mumbai **Position Overview**: **Job Title**:FIC Business Control Unit** **Location: Mumbai, India** **Corporate Title: AVP** **Role Description** The FIC division spans multiple products and markets...

  • Avp

    6 days ago


    Mumbai, India Barclays Full time

    Job Title: AVP Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are...

  • Deputy Manager

    2 weeks ago


    Mumbai, Maharashtra, India NCDEX Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Position Location:VP/AVP - MumbaiDeputy Manager - JaipurJob Purpose:To provide strategic leadership and oversight of the organization's surveillance function, ensuring effective detection, investigation, and prevention of market abuse or misconduct. To safeguard regulatory compliance and uphold market integrity through robust monitoring systems, policies,...

  • Hiring for Nbfc

    4 days ago


    Mumbai, India Skillventory Full time

    **Hiring For NBFC : AVP : Credit Bureau Reporting : Mumbai**: - From 5 to 10 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** About the role: - The operations delivery function is at the core of processing every customer financial transaction.It links risk management and control processes to help protect...

  • Opening For Head

    6 hours ago


    Mumbai City District, India Motilal Oswal Financial Services (MOFSL) Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Head Surveillance (Authorized Person Monitoring)Location - MaladDesignation - AVP & AboveRole Objective:To lead and manage a robust surveillance framework for monitoring activities of Authorised Persons (APs) across the broking ecosystem, with a focus on proactive risk controls, compliance with SEBI/Exchange regulations, periodic audits, and actionable...

  • Avp- Technology Audit

    2 weeks ago


    Mumbai, Maharashtra, India DBS Bank Full time

    **Business Function**: Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group’s risk and control processes are adequate and effective. All our team members are highly sought-after professionals who work as trusted advisors to our clients, in all...