Compliance Officer

5 days ago

Delhi, India Thriwe Consulting Private Limited Full time

Positions: Compliance Officer

Company: Thriwe Consulting Private Limited

Experience: 2-4 years

**Salary**: Market Standard

No. of positions: 1

Working Location: Saket, New Delhi

Work time: 8.5 hrs, Weekdays

Qualification: C.S/L.L.B.

**Responsibilities**:

- Disseminating regulations to business and support function and provide ongoing advisory services to ensure that the operations operates in accordance with all regulatory and legal requirements as per Thriwe company standards.
- Correspondence with the regulators RBI, AML regulator etc.
- Provide compliance opinions to the users on applicability of regulatory laws in relation to any type of agreements.
- Preparing and presenting clear and concise compliance reports to the management.
- Providing guidance, advice, and/or training and educational programs, to improve business' understanding of related laws and regulatory requirements.
- Ability and willingness to single-handedly conduct all compliance related functions.
- Coordinating and participating in the development of measures aimed at reducing the level of compliance risk. Forming, maintaining and controlling the system of internal control and compliance risk management, system for correction of identified violations.
- Perform regular and comprehensive compliance reviews and Internal Control oversight.
- Review and regular update of policies and procedures in view of new regulations including compliance manuals.
- Coordinating efforts related to audits and reviews.

**Required Skills**:

- Expertise in preparation of key management reports providing business insight on performance and risks metrics across private and investment banking for Asia Pacific region.
- Ideally 3-5 years of experience in financial services compliance or risk advisory.
- Good working knowledge of the local regulatory environment as it pertains to the business.
- Ability to verify aspects of commercial and operational arrangements within the business and challenge documentation with an independent mind-set.
- Knowledge and understanding of the industry’s regulations and best practices.
- Good organizational and time-management skills.
- Ability to multitask.
- Strong interpersonal and communication skills.
- Critical-thinker and problem-solver

**Salary**: ₹25,000.00 - ₹40,000.00 per month

Schedule:

- Morning shift

Ability to commute/relocate:

- Delhi, Delhi: Reliably commute or planning to relocate before starting work (required)

**Experience**:

- total work: 2 years (preferred)

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