Regulatory Compliance

Job Description:The key responsibilities would include the following:Reviewing select credit proposals which goes into Credit Committee (Level E2) and bringing out any regulatory inconsistencies.Reviewing credit related Policies, processes and notes. It involves giving feedbacks and advice to ensure the bank processes are comprehensive and compliant with...

Job Description Key Responsibilities: Regulatory Compliance: - Ensure adherence to SEBI, NSE, BSE, NSDL, CDSL, AMFI, and RBI regulations. - Monitor regulatory updates and implement required changes. - Prepare and submit statutory reports, disclosures, and returns. - Maintain regulatory correspondence and ensure inspection readiness. Internal Compliance...

Company DescriptionCareNX is a multi-award-winning healthcare startup incubated from IIT Bombay India since 2015. The company aims to become a strong technology partner for healthcare facilities to deliver maternal and child healthcare more efficiently and effectively. CareNX's products are currently in use by over 1500 medical facilities, covering more than...

Regulatory Affairs ManagerThis role requires a balance of strategic oversight and hands-on execution, ensuring compliance with regional regulatory frameworks while supporting business growth and product pipeline.Dossier Review and Evaluation:Review and evaluate dossiers received from manufacturers in accordance with ASEAN, Hong Kong, and country-specific...

India - Compliance - Group Functions **Job Reference #** - 324233BR **City** - Mumbai **Job Type** - Full Time **Your role** - Are you collaborative? Are you an expert in second line-of-defense activities, balancing compliance objectives with legal, regulatory, and ethical considerations? Do you advocate for the importance of compliance and operational...

About Elchemy Elchemy is a tech-enabled cross-border specialty chemicals marketplace Our vision is to become the largest global speciality chemicals distributor focussing on discovery and fulfillment using a tech-first approach Chemicals is an extremely important large and fragmented market with multiple inefficiencies in cross border trade The global...

Location: MumbaiExperience: 4–8 years (preferably in NBFC/BFSI sector)Industry: Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR)...

Job Purpose:   The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these...

Compliance OfficerThe Compliance Officer plays a pivotal role in ensuring our organization remains compliant with regulatory requirements across various business segments.Responsibilities include adherence to key regulations and guidelines set by SEBI, NSE, and BSE for PMS, Wealth, and Retail Broking operations.Collaboration with regulators, exchanges, and...

Location:MumbaiExperience:4–8 years (preferably in NBFC/BFSI sector)Industry:Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-orientedCompliance Manager (RBI & Corporate Law)to join our team. This role is crucial in ensuring that we meet allregulatory requirements under RBI Scale-Based Regulation (SBR)for...