
Compliance - Operation
7 days ago
Primary Role
- Assist clients in recovery of old/lost/forgotten investments.
- Assist clients in recovery of shares and dividends from Investor Education Protection Fund.
- Following procedure and filing requisite forms to Investor Education Protection Fund forms.
- Coordination with a law firm which involves sharing all relevant information, attending meetings, providing documentation for legal proceedings as needed.
- Assistance in filing legal cases for recovery of claims by ensuring that the case is built on strong grounds and has the best chance of success.
- Interact with various financial institutions, regulatory bodies, and authorities. This could include stock exchanges, depositories, government agencies, and other relevant entities.
**Qualification/Experience Required**
- Graduation + 5 years experience in Stock brooking operation
- Masters + 3 years experience in Stock brooking operation
**Perks and benefits**
- Annual Performance based incentives + Good appraisal and growth
- In-depth knowledge of Stock brooking operations.
- Good English communication skills both verbal and written.
Call or share your resume on
9157060860 for more details.
**Salary**: ₹350,000.00 - ₹500,000.00 per year
**Benefits**:
- Health insurance
- Life insurance
- Provident Fund
Schedule:
- Day shift
Supplemental pay types:
- Yearly bonus
**Experience**:
- total work: 5 years (required)
Work Location: In person
**Speak with the employer**
+91
9157060860
-
Compliance Professional
2 days ago
Surat, Gujarat, India People First Consultants Full timeJob descriptionPrimary Role Periodic reporting as a SEBI registered Stock Broker and Depository Participant and tracking of amendments Regulating Authorities SEBI CDSL NSDL NSE BSE ICCLPeriodic reporting as a PFRDA registered Point of Person for NPS and tracking of amendments Regulating Authority PFRDATo coordinate with the finance operations and...
-
Compliance & Operations Executive
2 weeks ago
Bodakdev, Ahmedabad, Gujarat, India Vmukti solutions Pvt. Ltd. Full time**Job Summary**: We are seeking a responsible and disciplined individual with an **NCC (National Cadet Corps) certificate** and a background in **IT** to join our team as a **Compliance & Operations Executive**. This role is designed for someone who can uphold discipline, monitor employee activities, support with administrative tasks, and handle sensitive...
-
Operations
2 weeks ago
Surat, Gujarat, India Busisol Sourcing Full time**we want minimum 1 year experience of shipping or freight forwarding - Operations executive** the operations executive job duties include but are not limited to: - Ensure effective liaison with agents and coordinated arrangement of shipments - Negotiate with Forwarder to the lowest best price with comprehensive payment terms. - Approve bookings for...
-
Compliance Officer
3 weeks ago
Surat, Gujarat, India Lakshya Asset Management Pvt. Ltd Full timeJob Title: Compliance Officer - AMCLocation: AhmedabadEmployment Type: Full-TimeAbout the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while also...
-
Compliance Officer
7 days ago
Surat, India Jainam Broking Limited Full time**Roles & Responsibilities**: - **Knowledge of Share Market is preferable.**: - Exchange Compliances - ROC Compliances - Legal Work - Creating / managing and updating Compliance work Matrix for Jainam Broking Limited and all its concerned companies/ partnership firms / LLP in the best interest of the organization. - To ensure that all the compliances (...
-
Compliance Specialist
2 weeks ago
Surat, Gujarat, India beBeeRisk Full time ₹ 17,00,000 - ₹ 21,50,000Job OpportunityWe are seeking an experienced professional to join our team as a Governance, Risk, and Compliance (GRC) consultant. The ideal candidate will possess excellent problem-solving skills, attention to detail, and strong communication abilities.The GRC consultant will be responsible for ensuring our operations meet government and industry standards,...
-
Operation Executive
2 days ago
Surat City, Surat, Gujarat, India Notion Online Solutions Pvt. Ltd Full timeOperations Executive **Location**: **Department**: Operations **Reports To**: Operations Manager **Job Type**: Full-Time **Key Responsibilities**: * Manage day-to-day operations and ensure timely execution of processes. * Coordinate with various departments (e.g., logistics, customer service, vendors) to streamline operations. * Monitor service...
-
Compliance Operations Executive Intern
1 week ago
Varna, Ahmedabad, Gujarat, India myPOS Full timeAt myPOS, we’re all about helping businesses grow and get paid. We make payments simple, smart, and accessible for everyone, but we’re more than just payment solutions—myPOS is a partner in growth. From free multicurrency accounts to powerful e-commerce tools, we’re here to support business owners of all sizes and everyone out there who dreams of...
-
Compliance Officer
7 days ago
Ahmedabad, Gujarat, India Aastral Inc Full time**Job Description: Compliance & Operations Manager - GIFT City** We are seeking a highly skilled Compliance & Operations Manager to oversee regulatory submissions and ensure strict compliance with SEBI, RBI, SEZ, and IFSC regulations at GIFT City. This role requires proactive management of both internal and external compliance policies while supporting the...
-
Regulatory Compliance Specialist
1 week ago
Surat, Gujarat, India beBeeCompliance Full time ₹ 90,00,000 - ₹ 1,20,00,000Regulatory Compliance SpecialistWe are seeking a detail-oriented Regulatory Compliance Specialist to ensure regulatory compliance across all clinic locations.This includes obtaining and renewing mandatory licenses and approvals, building relationships with government agencies and external stakeholders, preparing and submitting required documents, and...