Executive - Ekyc - Stock Broking

We are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4 yrs Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e....

**Role Overview**: - Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to...

**Responsibilities**: - Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance. - Vendor management. - Able to build and manage teams for important functions like account opening, paying payout stock and funds, DP account, customer modification, RMS etc. - Responsible for customer support and seamless...

**About us**: Epicenter is a 24-year-old Technology & BPM organization that focuses on Process Improvement, Cost Reduction and uses Innovative Technology & Data Driven approaches to create customer & human-centric solutions to Improve Revenue & Customer Experience. We work with Global Fortune 500 Companies across various industry sectors, helping them build...

Greetings from HRS! Company Details: Renowned Stock Broking Company **Job Profile as below**: - EKYC Account scrutinization, Authorisation & Intimation to introducer / RM/AP - Physical KYC scrutinization and updating to the concern branch person /AP/Client - Client master data entry for physical & EKYC clients into the back office i.eTrade plus& CROSS...

**About us**: Epicenter is a 24-year-old Technology & BPM organization that focuses on Process Improvement, Cost Reduction and uses Innovative Technology & Data Driven approaches to create customer & human-centric solutions to Improve Revenue & Customer Experience. We work with Global Fortune 500 Companies across various industry sectors, helping them build...

Greetings from HRS! An urgent opening for the position of Sales Telecaller - Stock Broking Industry **Job Title: Sales Telecaller - Stock Broking Industry** Company Details: Renowned Stock Broking Company Position **:Sales Telecaller** **Job Overview**: As a Sales Telecaller in the stock broking industry, you will play a pivotal role in generating...

We are looking for a proactive and customer-focused Broking Executive to assist with demat account opening, handle client documentation, and address queries from both clients and students regarding broking services and investment processes. **Key Responsibilities**: - Assist clients with demat account opening and documentation - Handle client and student...

Should have experience of working as a dealer with stock broking company. call on 8104982267 **Job Types**: Full-time, Regular / Permanent **Salary**: ₹144,988.00 - ₹250,000.00 per year Schedule: - Day shift **Speak with the employer** +91 8104982267

Regional Head- Stock Broking & Investment Products, B2B IFA, Franchisee & Partner AlliancesAchieve given AUM and Revenue targets Responsible for mentoring, monitoring and driving the regional sales team to achieve the sales numbers through Partner Alliances - IFA, Franchisee, Remisier Channel. Engage and influence them to sell MF, PMS, PE, AIF, Unlisted...