Compliance Officer

17 hours ago


Mumbai, India Reva Placement Full time

We are looking for Compliance Officer/ Executive

Company
- Stock Broking

Location
- Nariman Point

Experience - 4 yrs

Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory)

Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e. BSE/NSE.

Depositories, Clearing corporations, Daily settlements, Return filing, client communications, monitoring operations, reporting's.

Liaising with back office of institutional cum HNI clients.

**Salary**: ₹30,000.00 - ₹50,000.00 per month

Schedule:

- Day shift

**Experience**:

- Depository participants: 3 years (preferred)
- Stock broking firm: 3 years (preferred)


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