Compliance Executive

**Hiring for Compliance Executive in Portfolio Management Services industry** **Job Title - Compliance Executive** **Location - Satellite Road Ahmedabad** **Key Responsibilities**: 1. **Regulatory Compliance**: - Monitor and ensure compliance with SEBI regulations and guidelines applicable to PMS. - Assist in the preparation and submission of necessary...

**Function**: Compliance Executive **Location**: Ahmedabad **Description**: - Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications with respect to implementation /adherence of said circulars as a part of action point monitoring as and when...

**Compliance Executive: - Job description** Work in the fastest growing and the most trusted 25+ years old Financial Services Company. Responsible for Compliance rated work. FRESHERS are welcome. Training will be provided. Job Responsibilities as follows 1. Monitor operational processes to ensure that the company complies with legal regulations and...

**Number of Positions: 01**: **Key Responsibilities**: - Corporate Law Compliances and Advisory, RBI Compliances, Capital Infusion, - Board Meetings related work, - ROC & all other regulatory Compliances, - Audit Related tasks, - Due Diligence Services, -Secretarial Assistance, Financial transaction execution, - NBFC compliances, etc. **Desired...

**Job Description - Recruitment / Compliance Executive (Fresher)** **Location**: Ahmedabad, Gujarat **Industry**: UK Healthcare Recruitment **Employment Type**: Full-time We are looking for enthusiastic **fresh graduates** to join our Ahmedabad office as **Recruitment / Compliance Executives**. Full training will be provided. **Key Responsibilities** -...

**Urgent opening - Compliance Executive** Compliance of BSE, NSE, MCX Handle all compliance as per company requirement Prepare BSE,NSE,CDSL and MCX Inspection related all documents All compliance reporting weekly, Monthly, Half Yearly and Yearly. Client code registration process in all exchange. ensure timely generation of MIS reports. DP...

**Function**: Broking Compliance **Location**: Ahmedabad **Description**: - Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications with respect to implementation /adherence of said circulars as a part of action point monitoring as and when...

**Role Title** -: - Project Executive-Business/Customer Success Team **Reports to Role (Title)** -: - Project Executive-Business/Customer Success Team **Location** -: - Vadodara India **Scope** -: Master’s degree in business management/ MSc/BSc in Life Science. **Title**: Project Executive-Business/Customer Success Team **Location**: (Vadodara,...

Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive- Broking . Location : Ahmedabad Experience Required : Min 1.5 Years in Broking Job Description : Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications...

Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive- Broking . Location : Ahmedabad Experience Required : Min 1.5 Years in Broking Job Description : Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable,...