Risk Advisory Regulatory Compliance Executive

2 weeks ago

Pune, India KPMG Full time

Product Control
- Perform analysis of the daily trading profit and loss by understanding trading strategies, risk profile, market conditions and accounting treatments.
- Perform month-end reconciliation of general ledger. Ensure that the inventory is appropriately accounted as per the relevant accounting policies. Support the production of financial reporting disclosures per relevant GAAPs.
- Coordinate with the business and other partners to evaluate and integrate new products and business into our financial environment in a controlled manner.
- Seek to support the implementation of the Bank’s strategic projects and regulatory commitments, including Accelerated Balance sheet Reporting, IBOR transitions.
- Execute controls to detect unauthorized trading or unusual activity and manage to report in a timely manner to senior management.
- Utilize technology and tools to deliver solution that streamline daily and monthly Pnl preparation and reporting processes
- Experience 2-5 years
- Finance Business Management Role
- Experience in financial analysis with strong preference for experience with bank financial reporting or risk based reporting
- Knowledge of banking and bank regulatory reporting, finance, or accounting, with a financial institution
- Knowledge of financial products viz derivatives, securitization, SFTs
- Bachelor’s Degree in Finance, Accounting, Economics, Mathematics or related discipline. Master’s Degree or CFA preferred.
- Experience - 2 to 5 years
- Accountants
- Understanding of accounting principles
- Previous experience in global captives banks preferred
- Experience - 2-4 years
- Regulatory Reporting (CFTC, EMIR, MiFID 2, SFTR)
- Experience working on regulatory reporting processes for CFTC, EMIR, MiFID 2 and SFTR
- Change work within investment bank preferred (Not mandatory)
- Sound understanding of OTC Derivatives products

QUALIFICATIONS

CA, MBA

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