
Regulatory Compliance Expert
12 hours ago
Compliance Specialist
The role of the Compliance Specialist contributes to the efforts of assigned business units ensuring compliance with regulatory requirements. The incumbent assesses activities to guarantee business units adhere to standard regulations and policies.
Responsibilities include reviewing work for accuracy with more experienced professionals, drafting documentation when control changes are made, and analyzing existing legislation, regulatory announcements, and industry practices to report on the current state of compliance.
The role assists with projects and program tasks aimed at improving compliance and enhancing the control environment, analyzes control processes to ensure they are in compliance with all applicable laws, rules, and regulations, and builds working relationships with business unit managers.
Additional responsibilities include assisting with assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations, and policies affecting businesses.
The Compliance Specialist may begin to gain experience preparing risk-based reviews of existing and emerging regulatory requirements concerning issues and control gaps, and assist with the preparation of non-complex reporting as directed.
Escalation of issues to more experienced professionals is required, with no direct reports. Contributes to the achievement of team objectives modified based upon local regulations and requirements.
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Regulatory Compliance Expert
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Regulatory Compliance Professional
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Senior Regulatory Compliance Expert
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Environmental Regulatory Compliance Expert
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Senior Regulatory Compliance Officer
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Regulatory Compliance Professional
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Regulatory Compliance Specialist
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Regulatory Compliance Specialist
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Regulatory Compliance Specialist
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