Graduate Trainee, Compliance

Business Unit:
Compliance, Risk and Internal Audit

Reporting To:
Compliance Manager

Shift:
EMEA (1:30 pm - 10:30 pm IST) (India)

About Russell Investments, Mumbai:
Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 88-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm has over $1 trillion in assets under advisement (as of December 31, 2023) and $302.7 billion in assets under management (as of March 31, 2024). Headquartered in Seattle, Washington in the United States, Russell Investments has offices around the world, including London, New York, Toronto, Sydney, Tokyo, Shanghai, and Mumbai.

Joining the Mumbai office is an incredible opportunity to work closely with global stakeholders to support the technology and infrastructure that drives the investment and trading processes of a globally recognized asset management firm. Be part of the team based out of Goregaon (East) and contribute to the foundation and culture of the firm’s growing operations in India. The Mumbai office operates with varying shifts to accommodate time zones around the world.

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**Job Description**:
Graduate Trainee/Apprenticeship - Compliance

Apprenticeship is a 12-month program that will provide a comprehensive learning experience, blending theoretical knowledge with on-the-job training. Over the 12-month period, apprentices at Russell Investments will gain valuable exposure to industry while developing essential soft skills and acclimating to a professional corporate environment.

Eligibility- Should be a graduate or diploma holder in Science, Engineering, Humanities and Commerce- Should not be self-employed- Should not be enrolled under other government-funded programs-
- Should not be registered on EPF/ ESIC Portal

Key Responsibilities- Support the firm’s electronic Communication surveillance program and marketing material review process.- Liaise with global compliance team to manage the Code of Ethics and personal trading program of Mumbai staff.- Participate in projects relating to the enhancement of US and global compliance policies and procedures, internal controls, and systems in response to changes in the business or regional and/or global regulations.- Liaise across the firm to execute reporting processes and create/distribute reports to support reporting for global and US compliance trends; and- Initiating, building and cultivating strong relationships inside and outside the compliance team and be able to navigate and create solutions to solve sophisticated issues while working with various levels of management and business partners.- Bachelor’s degree in accounting, Finance, or a related discipline (e.g., B.Com, BAF, BBI)- Familiarity of financial services industry, Capital Markets.- Ability to quickly learn new technology platforms and adjust to change.- Strong interpersonal, oral, and written communication and collaboration skills.- Strong organizational skills including the ability to meet deadlines.- Demonstrated proactive approach to problem-solving with strong judgment and decision-making capability.- Ability to act with discretion and maintain complete confidentiality.- Dedicated to the firm’s values of non-negotiable integrity, valuing our people, exceeding client expectations, and embracing intellectual curiosity and rigor.

To know more about Russell Investments visit us at: