Executive

1 week ago

Mumbai, India Tata AIA Life Full time

**Position Title
- Executive/ Senior Executive Compliance

**Department
- Compliance

**Level/ Band
- 201 /251-Executive/Senior Executive**Role Summary**:

- Undertake system based monitoring, to assess for breaches during investment and report on aberrations identified
- Ensure limits for funds are incorporated in the system and undertake UATs for limits on funds investment allocation patterns

**B **Organizational Relationships**

**Reports T**
**o
- Manager Compliance / Senior Manager Compliance (Investment & Operational Compliance, Reviews)

**Supervises
- Individual contributor**C **Job Dimensions**

**Geographic Area Covered
- PAN India (Investment Compliance management)

**Stakeholders Internal
- Investment Operations (monitoring of limits as per regulations, operatiosn in line with Investment compliance)- Product Management (system requirements / limits, definition in new / revised products)- Actuarial (limits definition for new / revised products)

**External
- No Direct Interaction- Provides inputs to Manager for reporting to IRDA**D **Key Result Areas**
- Undertake system based monitoring, to assess for breaches during investment and report on aberrations identified- Ensure limits for funds are incorporated in the system and undertake UATs for limits on funds investment allocation patterns- Review inputs in system to ensure adherence to regulatory limits- Undertake daily tracking of funds for adherence to limits and investment processes- Track for employee disclosures to ensure no insider trading- Ensure adherence to regulatory norms of Dealing Room Policy on processes spanning NAV checks, valuation process, etc**- **Assess fund fact sheets for inputs on fund asset allocation patterns and report findings to team lead**E

**Skills Required**:
**Technical
**-**
**Good Knowledge of MS Office
**Behavioral
**Essential
**Desired
**Interpersonal skills
**- **

**Communication skills
**- **

**Creative thinking skills
**- **

**Supervising/Leadership skills
**- **

**Teamwork Skills
**- **

**Influencing skills
**- **

**Relationship Building skills
**- **

**Decision making skills
**-**

**F **I **ncumbent Characteristics
**Essential
**Desired
**Qualification
- Chartered Accountant with understanding of markets, investment products and constructs

**Experience
- 2 - 4 years experience in Investment Operations / Investment Compliance roles in BFSI

  • PPC Executive

    2 weeks ago

    Mumbai, Maharashtra, India The Executive Full time

    **Job Title**: PPC Executive (Steel Wires Industry) **Location**: Mulund, Mumbai **Department**: Operations **Experience**: 2 - 5 Years **Qualification**: BE/B.Tech in Engineering **Salary**: Up to ₹4.5 LPA **Job Overview**: **Key Responsibilities**: - Manage **Production & Maintenance**: - Ensure Quality, Cost & On-time Delivery - Implement **5S, Lean...

  • PPC Executive

    2 weeks ago

    Mumbai, Maharashtra, India The Executive Full time

    **Job Title**: PPC Executive (Steel Wires Industry) **Location**: Mulund, Mumbai **Department**: Operations **Experience**: 2 - 5 Years **Qualification**: BE/B.Tech in Engineering **Salary**: Up to ₹4.5 LPA **Job Overview**: **Key Responsibilities**: - Manage **Production & Maintenance**: - Ensure Quality, Cost & On-time Delivery - Implement **5S, Lean...

  • Business Development Executive

    4 days ago

    Mumbai, India The Executive Lens Full time

    Company Description The Executive Lens is a premier publishing platform providing unparalleled insights into accomplished CEOs, CIOs, and top-level executives. We spotlight visionaries actively shaping the dynamic business landscape by delivering profiles, interviews, and industry news that offer actionable leadership insights. Our commitment to quality...

  • Sales executive

    2 days ago

    Mumbai, India ANKH Executive Full time

    Sales Executive – Corporate Lending (Banking Solutions), India Join a Leading Global Fin Tech Innovator - Drive Growth in High-Impact Markets - Empower Financial Institutions with Cutting-Edge Lending Solutions Location: Anywhere in India (Pune, Bangalore, Chennai, Mumbai) Geographical Coverage: India ANKH ID: 227 This is a high-impact,...

  • Key Account Executive

    3 days ago

    Powai, Mumbai, Maharashtra, India Executive Hunters Full time

    **Job description** Location - Powai Mumbai **Key Account Executive Responsibilities**: - As a key account executive, acting as the main point of contact between key clients and internal teams - Understanding the needs and requirements of clients and managing them - Addressing and resolving clients’ complaints to maintain trust - Communicating and...

  • Key Account Executive

    3 days ago

    Ghatkopar, Mumbai, Maharashtra, India Executive Hunters Full time

    **Job description** Location - Ghatkopar Mumbai **Key Account Executive Responsibilities**: - As a key account executive, acting as the main point of contact between key clients and internal teams - Understanding the needs and requirements of clients and managing them - Addressing and resolving clients’ complaints to maintain trust - Communicating and...

  • Field Sales Executive

    5 days ago

    Delhi, Mumbai, NCR, Pune, India Executive Search Full time ₹ 3,00,000 - ₹ 6,00,000 per year

    Field Sales Executive (Broadband/Internet/Telecom)We are looking for a dynamic and motivated Sales Executive to join our team. The candidate will be responsible for driving broadband sales, acquiring new customers, and ensuring customer satisfaction. Candidates with prior B2C sales experience in telecom, broadband, or related industries will be preferred.Key...

  • Sales Executive

    17 hours ago

    Mumbai, India ANKH Executive Full time

    Sales Executive – Corporate Lending (Banking Solutions), India Join a Leading Global FinTech Innovator - Drive Growth in High-Impact Markets - Empower Financial Institutions with Cutting-Edge Lending Solutions Location: Anywhere in India (Pune, Bangalore, Chennai, Mumbai) Geographical Coverage: India ANKH ID: 227 This is a high-impact,...

  • Sales Executive – Corporate Lending

    2 days ago

    Mumbai, India ANKH Executive Full time

    Sales Executive – Corporate Lending (Banking Solutions), India Join a Leading Global FinTech Innovator - Drive Growth in High-Impact Markets - Empower Financial Institutions with Cutting-Edge Lending Solutions Location: Anywhere in India (Pune, Bangalore, Chennai, Mumbai) Geographical Coverage: India ANKH ID: 227 This is a high-impact, growth-focused...

  • Sales Executive – Corporate Lending

    2 days ago

    Mumbai, India ANKH Executive Full time

    Sales Executive – Corporate Lending (Banking Solutions), IndiaJoin a Leading Global FinTech Innovator - Drive Growth in High-Impact Markets - Empower Financial Institutions with Cutting-Edge Lending SolutionsLocation: Anywhere in India (Pune, Bangalore, Chennai, Mumbai)Geographical Coverage: IndiaANKH ID: 227This is a high-impact, growth-focused sales...