Compliance Officer

1 week ago

Varanasi, India Lakshmishree Investment & Securities Full time

**Total years of Experience: 1 to 2 years**

We are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees’ work and provide advice on compliance.

To succeed in this role, you should be a reliable professional who is not afraid to speak their mind and stand by their decisions. You should be familiar with risk management and our industry’s standards. If you also have a sharp business acumen, we’d like to meet you.

Your goal will be to ensure we operate in a legal and ethical manner while meeting our business objectives.

**Responsibilities**
Develop and implement an effective legal compliance program
Create sound internal controls and monitor adherence to them
Draft and revise company policies
Proactively audit processes, practices and documents to identify weaknesses
Evaluate business activities (e.g. investments) to assess compliance risk
Collaborate with external auditors and HR when needed
Set plans to manage a crisis or compliance violation
Educate and train employees on regulations and industry practices
Address employee concerns or questions on legal compliance
Keep abreast of internal standards and business goals

**Requirements and skills**
Proven experience as a Compliance Officer or Compliance Manager
Experience in risk management
Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML)
Familiarity with industry practices and professional standards
Excellent communication skills
Integrity and professional ethics
Business acumen
Teamwork skills
Attention to detail
Good to have BSc/BA in law, finance, business administration or a related field
Good to have professional certification (e.g. Certified Compliance & Ethics Professional (CCEP))

Must have work into an broking firm

**Salary**: ₹205,880.67 - ₹400,800.00 per year

Schedule:

- Day shift

  • Chief Financial Officer

    6 days ago

    Varanasi, Uttar Pradesh, India Brahmavadini Spiritual Services Pvt Ltd Full time ₹ 5,00,000 - ₹ 25,00,000 per year

    Company DescriptionWe suggest you enter details here.Role DescriptionThis is a full-time on-site role for a Chief Financial Officer (CFO) based in Varanasi. The CFO will be responsible for overseeing the financial operations of the company, including strategic financial planning, managing financial statements, and conducting financial analysis. The role...

  • Sales Officer

    4 days ago

    Varanasi, India White Force Full time

    Job description Sales Representative/Sales Officer  Location: Prayagraj, Varanasi, Kanpur, Uttar Pradesh  Experience: 2+ years in FMCG, preferably in the Food division  Key Responsibilities: 1. Sales Targets: Achieve and exceed sales targets set for the assigned territory or market segment, ensuring consistent growth in sales and market share.  2. Market...

  • Investor Relations Officer

    3 weeks ago

    Varanasi, India Talentoj Full time

    We are seeking a highly professional and articulate individual to join our Investor Relations team in a voice process role. The role involves direct interaction with investors, shareholders, and stakeholders to provide timely, accurate, and consistent communication regarding company performance, strategy, and market updates.Key Responsibilities:Handle...

  • Sales Officer

    1 week ago

    Varanasi, India White Force Full time

    Job description Sales Representative/Sales Officer  Location: Prayagraj, Varanasi, Kanpur, Uttar Pradesh  Experience: 2+ years in FMCG, preferably in the Food division  Key Responsibilities: 1. Sales Targets: Achieve and exceed sales targets set for the assigned territory or market segment, ensuring consistent growth in sales and...

  • Chief Financial Officer

    5 days ago

    Varanasi, India Brahmavadini Spiritual Services Pvt Ltd Full time

    Job Description Company Description We suggest you enter details here. Role Description This is a full-time on-site role for a Chief Financial Officer (CFO) based in Varanasi. The CFO will be responsible for overseeing the financial operations of the company, including strategic financial planning, managing financial statements, and conducting financial...

  • Front Office Executive

    6 days ago

    Vadodara, Varanasi, India Eco Hotels Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Roles and ResponsibilitiesGreet guests upon arrival, check-in, and provide information about hotel facilities.Handle guest complaints and feedback in a professional manner.Manage front office operations, including handling cash transactions and maintaining accurate records.Ensure efficient telephone handling and communication with guests via phone...

  • Accounts Assistant

    6 days ago

    Bhelupur, Varanasi, Uttar Pradesh, India V B Ashar & Co Full time

    Key Responsibilities: - **GST & Income Tax Compliance**: Assist in the preparation, review, and filing of GST returns and Income Tax documents. - **Accounting Support**: Assist in ledger maintenance, account reconciliations, and ensuring accurate record-keeping. - **Documentation & Filing**: Maintain organized documentation for all financial transactions,...

  • ▷ [Urgent] Required Semi Qualified CA

    3 weeks ago

    Varanasi, India Gupta Sanjay & Associates (GSA) Full time

    We are seeking a Semi Qualified CA with good knowledge in GST, accounting and Taxation to support our compliance and advisory functions. Hands-on experience in Tally, Busy and MS office, along with good exposure to TDS and Tax Audit procedures. *Key Responsibilities* 1. Handle GST compliances including return filing, reconciliations and assessments. 2....

  • Account Executive

    3 weeks ago

    Varanasi, India Wswa Services Full time

    Financial accounting, taxation (Income Tax, GST, returns filing), & audits. Looking after books of accounts, compliance, timely return filing,& audit support. knowledge of accounting concepts, tax laws, MS Excel,& accounting software required. CafeteriaHealth insuranceEmployee state insuranceAccidental insuranceRetention bonusLeave encashmentProvident...

  • Accountant & Tender Executive

    3 weeks ago

    Varanasi, India A2Z PLANT NUTRIENT PRIVATE LIMITED Full time

    Company Description A2Z Plant Nutrient specializes in creating awe-inspiring landscapes that integrate innovation, sustainability, and beauty. Based in Varanasi, we are trusted partners for real estate developers, commercial establishments, and public sector projects across India. Our services range from designing luxury villa gardens to enhancing urban...