Product & Compliance Officer
6 days ago
**Job Title**: Compliance & Business Development Officer
**Company**: Alphabet Services LLP
**Location**: GIFT City, Gandhinagar
**Job Type**: Full-Time | On-site
**Industry**: Financial Services / Investments
**About Us**:
Alphabet Services LLP is a financial services firm based in GIFT City, focused on fund distribution, and cross-border financial solutions. We are currently seeking a dynamic individual to join our team in a dual role that combines **regulatory compliance** with **client-facing business development and operations**.
**Role Overview**:
**Eligibility Criteria (as per IFSCA norms)**:
- **Minimum 2 years** of experience in **financial services or compliance roles**:
- **Mandatory qualification**: CA / CS / CFA / LLB / Postgraduate in Finance or Law
- Should not be disqualified or barred by any financial regulator
- Familiarity with SEBI / IFSCA regulations is preferred
**Key Responsibilities:Compliance Responsibilities**:
- Ensure adherence to all applicable IFSCA laws, circulars, and compliance frameworks
- Handle regulatory reporting, record-keeping, and routine filings with accuracy
- Maintain updated compliance policies and registers
- Coordinate with IFSCA and other regulatory stakeholders
- Maintain strict confidentiality of all client and business information
**Business Development & Operations**:
- Onboard new clients and complete documentation as per compliance norms
- Interact regularly with wealth managers, clients, AMCs, and product partners
- Make and receive calls to coordinate meetings and respond to client queries
- Research and analyze financial products, mutual funds, and alternate assets
- Create pitch presentations and investor decks in coordination with product teams
- Prepare MIS reports, meeting calendars, and follow-ups
- Ensure smooth execution of client transactions with zero errors
- Manage invoicing, backend coordination, and all operational aspects of client servicing
**Functional Competencies**:
- Strong understanding of financial markets and investment products
- Proficiency in **MS Office** - Excel, PowerPoint, and Word
- Excellent communication and drafting skills (verbal & written)
- Ability to handle multiple tasks with accuracy and timeliness
- Fluency in English and confidence in interacting with senior professionals
- Highly organized with a strong sense of ownership and confidentiality
**Why Join Us?**
- Opportunity to work at the heart of India’s global financial hub - GIFT City
- Exposure to a dual-function role across compliance and business
- Entrepreneurial work culture with hands-on learning and growth potential
**Job Types**: Full-time, Permanent
Pay: ₹10,000.00 - ₹40,000.00 per month
**Benefits**:
- Paid sick time
- Work from home
Schedule:
- Day shift
Supplemental Pay:
- Performance bonus
- Yearly bonus
**Education**:
- Master's (required)
**Experience**:
- total work: 2 years (required)
**Language**:
- English (preferred)
Work Location: In person
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