Trade Support

3 days ago

Mumbai, India Skillventory Full time

**Trade support - Investment Bank - Mumbai**:

- From 2 to 4 year(s) of experience
- ₹ Not Disclosed by Recruiter
- Mumbaior

**Roles and Responsibilities**

**Primary Responsibilities (Day Job)**:

- This role primarily focuses on Investment Management, with potential
- future opportunity to cover other firm's businesses (e.g., institutional securities).
- Surveillance Analyst will have several areas of responsibility including, but not limited to, following:
Review and analyze trade surveillance reports/ alerts, and sign off alert completion
- related to employee and client trading activities.
- Conduct investigations on irregularities and abnormal activities and document findings.
- Participate in defining and documenting the operating processes for processing
- Monitoring reports.
- Help the senior manager in making the team and processes more efficient.
- Identify opportunities to enhance and optimize surveillance controls.
- Create Management Information Reports on a periodic basis.
- Escalate unresolved issues or potential violations of the Firm's policies or
- external rules and regulations to his/her Manager, Coverage Compliance and Senior
- Management of Business Units.**Interaction with IT**:
Work with IT and / or vendors in enhancing/ developing new tools;
- Participate in testing/ requirement drafting of new models/reports
- **Requirements**:
**Experience**:
0 -6 years of relevant working experience in the financial services industry in Compliance or internal audit or with a securities exchange or securities regulator.
- Knowledge
- Possess excellent knowledge of financial instruments and markets.
- Basic understanding and knowledge of trading mechanisms across different financial
- instruments/ markets.
- Should possess knowledge of trade booking and settlements**Skills and Qualities**:
Industry qualifications i.e. Post Graduate / MBA in Finance
- Knowledge of global markets / market regulations
- Desirable 12 months experience in a similar profile/industry.
- Understanding the implications of risk involved.
- Excellent verbal and written English communication skills ability to effectively
- Strong Analytical Skills and attention to detail
- Experience interpreting laws or regulations
- Knowledge of trade booking and settlements
- Must be able to maintain a high level of organization under pressure- Role:_Trading, Asset & Wealth Management - Other
- Salary:_ Not Disclosed by Recruiter
- Industry:_Investment Banking / Venture Capital / Private Equity
- Department:_BFSI, Investments & Trading
- Role Category:_Trading, Asset & Wealth Management
- Employment Type:_Full Time, Permanent
- Key Skills- Trade SupportInvestment BankingFinancial ServicesFinanceFinancial InstrumentsTradingInvestment ManagementSettlementsAuditingEducation
- UG:_Any Graduate

**Company Profile**:
SKILLVENTORY
- We are hiring for Trade support Associate role at leading investment bank based in Mumbai- Recruiter Name:_Vimal K
- Contact Company:_SKILLVENTORY
- Telephone:_
+91-XXXXXXXXXX

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