Trustee Officer

1 day ago

Mumbai, India PPFAS Mutual Fund Full time

**Roles and Responsibilities**:

- To monitor activities of Mutual Fund
- To ensure rights and obligations of Trustees as per SEBI(MF) regulations are protected
- To prepare agenda, draft minutes, file-e forms, and actively comply with all the applicable laws of Companies Act for Trustee Company Qualification
- Strong financials and Analytical skills, eye to detailing, strong on SEBI regulations for Mutual Fund business.
- To help/assist the Trustees in monitoring of the Rights and Obligations under Regulation 18(25) of the SEBI (MF) Regulations, 1996 which is as follows:

- The Trustees shall be discerning in the appointment of the directors on the Board of the asset management company.
- Trustees shall review the desirability or continuance of the asset management company if substantial irregularities are observed in any of the schemes and shall not allow the asset management company to float new schemes.
- The Trustee shall ensure that the trust property is properly protected, held and administered by proper persons and by a proper number of such persons.
- The Trustee shall ensure that all service providers are holding appropriate registrations from the Board or concerned regulatory authority.
- The Trustees shall arrange for test checks of service contracts.
- Trustees shall immediately report to the Board of any special developments in the mutual fund.
- Obtain internal audit reports at regular intervals from independent auditors appointed by the Trustees,
- Obtain compliance certificates at regular intervals from the asset management company,
- Hold meeting of Trustees more frequently,
- Consider the reports of the independent auditor and compliance reports of asset management company at the meetings of trustees for appropriate action,
- Maintain records of the decisions of the Trustees at their meetings and of the minutes of the meetings,
- Prescribe and adhere to a code of ethics by the Trustees, asset management company and its personnel,
- Communicate in writing to the asset management company of the deficiencies and checking on the rectification of deficiencies.

**Qualification & Experience**
- Preference
- CS, 5 years of minimum experience
- 5 years (Role will be more into compliance and could also take up Secretarial Work)

**Job Location** - Mumbai

**CTC Bracket** - As per market standards

Interested? Please click here to fill out the form.

  • Trustee Officer

    4 days ago

    Mumbai, Maharashtra, India Nuvama Asset Management Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Job Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...

  • Trustee Officer

    3 weeks ago

    Mumbai, India Nuvama Asset Management Full time

    Job Responsibilities:- Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...

  • Trustee officer

    2 days ago

    Mumbai, India Nuvama Asset Management Full time

    Job Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...

  • Trustee Officer

    2 days ago

    mumbai, India Nuvama Asset Management Full time

    Job Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...

  • Trustee Officer

    3 weeks ago

    Mumbai, India Nuvama Asset Management Full time

    Job Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...

  • Trustee Officer

    3 weeks ago

    Mumbai, India Nuvama Asset Management Full time

    Job Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...

  • Trustee Officer

    3 weeks ago

    Mumbai, India Nuvama Asset Management Full time

    Job Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...

  • Trustee Officer

    3 weeks ago

    Mumbai, India Nuvama Asset Management Full time

    Job Responsibilities: Assist the Trustees and discharge the activities assigned. • Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company. • Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund. • Ensuring various Compliances as per SEBI Regulations on...

  • Trustee Officer

    7 days ago

    Mumbai, India Nuvama Asset Management Full time

    Job Description Job Responsibilities: - Assist the Trustees and discharge the activities assigned. Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company. Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund. Ensuring various Compliances as per SEBI Regulations on...

  • Trustee Officer

    2 weeks ago

    Mumbai, Maharashtra, India, Maharashtra Nuvama Asset Management Full time

    Job Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...