Trustee Officer
3 days ago
Job Description Job Responsibilities: - Assist the Trustees and discharge the activities assigned. Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company. Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund. Ensuring various Compliances as per SEBI Regulations on day-to-day basis, internal compliance systems including PIT regulations etc. Ensuring due diligence on the responsibilities of Trustees specified by SEBI vide Regulation, Guidelines and Circulars issued from time to time. Liaison with the Compliance department of the AMC Monitor the Action taken report prescribed by the Trustees and follow up action. To act as the Link between SEBI and Trustee Directors Arrangements for Board Meetings of Trustee Co. Drafting minutes of Board meeting and Committee meetings of Trustee Company. Co-ordination of Statutory Audit, SEBI Audit, Internal Audit, etc. Co-ordination with Auditors appointed for special audits, etc. Ensuring timely implementation of SEBI circulars w.r.t Trustee's obligations. Preparation of Trustee report to unitholders and timely circulation. Preparation of Trustee reports to be filed with SEBI, etc. Ensuring timely compliances, reporting and submissions as applicable to Trustee Company. KNOWLEDGE/SKILLS/EXPERIENCE Qualified Company Secretary with 5-6 years of experience in MF or trustee compliances Mutual Fund background must. Should have reasonable experience of understanding and implementing SEBI regulations and guidelines. Experience in Internal Audit will be an added advantage. Ability to liaise with SEBI, Auditors, Regulators, Board members, etc
-
Trustee Officer
4 hours ago
Mumbai, Maharashtra, India Nuvama Asset Management Full time ₹ 15,00,000 - ₹ 25,00,000 per yearJob Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
-
Trustee Officer
2 weeks ago
Mumbai, Maharashtra, India, Maharashtra Nuvama Asset Management Full timeJob Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
-
Trustee Officer
3 weeks ago
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities:- Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
-
Trustee Officer
2 weeks ago
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities:- Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
-
Trustee Officer
3 weeks ago
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
-
Trustee Officer
3 weeks ago
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities: Assist the Trustees and discharge the activities assigned. • Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company. • Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund. • Ensuring various Compliances as per SEBI Regulations on...
-
Trustee Officer
3 weeks ago
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
-
Trustee Officer
3 weeks ago
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
-
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities: - Assist the Trustees and discharge the activities assigned. • Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company. • Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund. • Ensuring various Compliances as per SEBI Regulations on...
-
Compliance Officer
1 week ago
Mumbai, India SKS Enterpprises - Human Resource Planning and Management Full timeJob Description Job Title: Compliance Officer AIF/PMS Location: Mumbai (Andheri) Experience Required: 67 years About the Role: We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI...
