Compliance Officer
3 weeks ago
Job Description Job Title: Compliance Officer AIF/PMS Location: Mumbai (Andheri) Experience Required: 67 years About the Role: We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal policies, and providing guidance to business teams. Key Responsibilities: - Ensure compliance with SEBI (AIF/PMS) regulations, circulars, and reporting requirements. - Draft, implement, and update compliance policies and internal controls. - Monitor KYC/AML processes and investor onboarding. - Handle regulatory inspections, audits, and filings. - Liaise with regulators, custodians, trustees, auditors, and other stakeholders. - Provide compliance advisory support to investment, sales, and operations teams. - Conduct regular compliance reviews and maintain proper documentation. Requirements: - 67 years of experience in compliance within AIF/PMS/Wealth Management domain. - Strong understanding of SEBI regulations, AML/KYC norms, and investment operations. - Professional qualifications such as CS/LLB/MBA (Finance) preferred. - Strong communication and stakeholder management skills.
-
Compliance Officer
7 days ago
Mumbai, India HR Employment Care Full timeLocation: Mumbai **Salary**: 18-25k per month Immediate Joiners Preferred! Responsibilities for Compliance Officer: Need a compliance officer for the Mumbai office. Should be able to understand and reply to queries by SEBI and NSE and BSE Mastermind compliance policies and protocols on behalf of the organization Develop and implement a compliance...
-
Compliance Officer
4 weeks ago
Delhi, India, India TerraGiG Full timePosition Details Position Title: Compliance OfficerDepartment: Statutory ComplianceLocation: Karol BaghRole OverviewAs a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of...
-
Compliance Officer
6 days ago
Jaipur, India Bill Gosling Outsourcing Full timeJob Description Join a Team That's Passionate About Making Lives Better! At Bill Gosling Outsourcing, we believe that success starts with an amazing team. We are a global leader in outsourcing solutions, we focus on making lives better, one connection at a time. We provide tailored solutions to businesses around the globe, specializing in customer care,...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 6,00,000 - ₹ 18,00,000 per yearJob Title:Compliance Officer – AIF/PMSLocation:Mumbai (Andheri)Experience Required:6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...
-
Compliance Officer
3 weeks ago
Mumbai, Maharashtra, India, Maharashtra SKS Enterpprises - Human Resource Planning and Management Full timeJob Title: Compliance Officer – AIF/PMSLocation: Mumbai (Andheri)Experience Required: 6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...
-
Compliance Officer
2 days ago
Mumbai, India Skillventory Full time**Compliance Officer**: - From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Hiring for a Leading Bank- Preparation and collation of data and MIS - Communication with the Senior / Top Management of the Bank for RBI SSM related indents - Collation of RBI SSM related indents - Assisting in RBI...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Generic Engineering Constructions and Project LTD Full time**Job Title: Compliance Officer** **Experience**: 5-8 Years **Location**: Head Office - Vidya Vihar **Role Overview** **Key Responsibilities** - Ensure compliance with all applicable **statutory, tax, and labor laws** governing the organization. - Maintain statutory registers, documentation, and records as required under company and labor regulations. -...
-
Compliance Officer
5 days ago
Mumbai, India SKS Enterpprises - Human Resource Planning and Management Full timePosition Name - Compliance Officer Location - Mumbai Experience Range - 5 to 8 years Job Roles and Responsibilities: The role involves end-to-end responsibility for fund administration, investor servicing, compliance, and coordination with key stakeholders for Indias leading early-stage Angel fund(s). The position requires strong regulatory understanding,...
-
Compliance Officer
5 days ago
Andheri, Mumbai, Maharashtra, India Speshally NHS Pvt LTd Full timePosition: Company Secretary and Compliance Officer (Secretarial & Legal) Location: Mumbai Reports to: Managing Director / Board of Directors Role Overview The Company Secretary, Legal & Compliance Officer will be responsible for ensuring compliance with the provisions of the Companies Act, 2013, SEBI regulations, and all applicable corporate laws. The...
-
Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India SMEST Capital Private Limited Full time**TITLE: Compliance Officer [Fresher]** **Must have received their CS Id number** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for...