Trustee Officer

2 weeks ago

Mumbai, India Nuvama Asset Management Full time

Job Responsibilities:


  • Assist the Trustees and discharge the activities assigned.

• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.

• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.

• Ensuring various Compliances as per SEBI Regulations on day-to-day basis, internal compliance systems including PIT regulations etc.

• Ensuring due diligence on the responsibilities of Trustees specified by SEBI vide Regulation, Guidelines and Circulars issued from time to time.

• Liaison with the Compliance department of the AMC

• Monitor the Action taken report prescribed by the Trustees and follow up action.

• To act as the Link between SEBI and Trustee Directors

• Arrangements for Board Meetings of Trustee Co.

• Drafting minutes of Board meeting and Committee meetings of Trustee Company.

• Co-ordination of Statutory Audit, SEBI Audit, Internal Audit, etc.

• Co-ordination with Auditors appointed for special audits, etc.

• Ensuring timely implementation of SEBI circulars w.r.t Trustee’s obligations.

• Preparation of Trustee report to unitholders and timely circulation.

• Preparation of Trustee reports to be filed with SEBI, etc.

• Ensuring timely compliances, reporting and submissions as applicable to Trustee Company.


KNOWLEDGE/SKILLS/EXPERIENCE


• Qualified Company Secretary with 5-6 years of experience in MF or trustee compliances

• Mutual Fund background must.

• Should have reasonable experience of understanding and implementing SEBI regulations and guidelines.

• Experience in Internal Audit will be an added advantage.

• Ability to liaise with SEBI, Auditors, Regulators, Board members, etc

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