Compliance Officer

Job Title:Compliance Officer – AIF/PMSLocation:Mumbai (Andheri)Experience Required:6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...

India - Compliance - Group Functions **Job Reference #** - 274527BR **City** - Mumbai **Job Type** - Full Time **Your role** - Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to speaking up...

Job Description The IT Compliance Officer is responsible for ensuring that the organization's information technology systems and processes comply with relevant laws, regulations, and internal policies. This role involves assessing risks, implementing compliance programs, conducting audits, and collaborating with various departments to maintain a secure...

Job Description The IT Compliance Officer is responsible for ensuring that the organization's information technology systems and processes comply with relevant laws, regulations, and internal policies. This role involves assessing risks, implementing compliance programs, conducting audits, and collaborating with various departments to maintain a secure...

Job Description:About EquirusAbout Equirus WealthEquirus is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.For more details you can visit us at Equirus Wealth is a holistic Wealth Management platform founded in 2018...

**TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

The IT Compliance Officer reports to the Head of IT Audit Coordination APAC based in Singapore. This role sits in the sub tower which is the central point for managing all IT audits and regulatory questionnaires, both internal and external. The goal of the sub tower is to ensure a smooth and effective evaluation process by acting as the primary coordination...

This role is for one of Weekday’s clients Min Experience: 4 years Location: Mumbai JobType: full-time Requirements We are seeking a dedicated and detail-oriented Compliance Officer with at least 4+ years of experience in the financial services industry, with a strong focus on Regulatory Investment Advisory (RIA), Non-Discretionary (ND) portfolio...

**Company**: Finhaat **Location** Mumbai **Experience** 6-8 Years **Key Skills** IRDA, Legal Compliances, Compliance, LLB **Position: Compliance or Legal Officer** **Qualification: LLB** **Experience: 4 to 8 years** **Location: Mumbai** **Job description** **Role & responsibilities**: Statutory compliances of Insurance business IRDAI Regulatory...

Job Title: HR Compliance Officer Experience: 2 to 5years Location: Ghatkopar Key Responsibilities: 1. *Liaison with Regulatory Bodies:* - Interact and coordinate with PF, ESIC, and labour office officials to ensure compliance and resolve any issues that may arise. - Stay updated with the latest amendments and notifications issued by these regulatory...