Compliance Officer

7 days ago


Ahmedabad Gujarat, India Aastral Inc Full time

Qualification - Inter CA

Prepare and review regulatory/submission under SEBI/RBI/SEZ/IFSC regulations at

Gift City
- Ensure compliance with internal and external regulations/policies with businesses at

GIFT City
- Review marketing initiatives and establish compliance controls, investment

restrictions for alternate businesses at Gift City
- Monitor personal dealing policy compliance and maintain employee dealing software
- Update compliance policues/manuals for relevant compliances.
- Advise on regulations for alternate businesses. Address, review and resolve investor

complaints.
- Draft/Vet/Update offering documents for client onboarding.
- Work independently to conclude assigned tasks logically.
- Manage AIF Operations - Customer onboarding, Investments, banking and Fund

Accounting
- Handle Client Onboarding - KYC Documentation & formalities
- Coordinate with RTA, custody for forms and account status
- Coordinate with trustees for documentation and trade settlement.
- Prepare daily cash flow, Banking,Fund Movement etc
- Coordinate with custodians/RTA for account opening, maintenance and closure.
- Provide data to HO team for regulatory filings and internal MIS
- Manage administrative responsibilities and other assigned tasks efficiently

**Job Types**: Full-time, Permanent

Pay: ₹500,000.00 - ₹800,000.00 per year

Schedule:

- Day shift

Supplemental Pay:

- Performance bonus

Application Question(s):

- Are you a Intern CA
- Do you have experience in Regulation of SEBI, RBI, FEMA

**Experience**:

- total work: 4 years (preferred)

Work Location: In person


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