Trainee Broking Audit

**Job Title**: Inventory Audit Executive **Location**: Multiple Lakmé outlets (Travel required - expenses not reimbursed) **Work Hours**: 10:00 AM - 7:00 PM **Key Responsibilities**: - Conduct inventory audits at Lakmé outlets independently or with a partner. - Perform scanning and verification of products against system records. - Check for stock...

**Trainee-Broking Audit (Outstation)** Job Descriptions - Assisting auditors with outstation audits (training will be given on the job) - Strong multi-tasking skills - Fresher - Education Graduate The salary will be Rs. 10,000 per month. Accommodation and travel expenses will be provided by the company. **Job Types**: Full-time, Fresher **Salary**:...

**About the Role**: We are hiring a **BFM Fresher** to join our **Broking Audit team**. This is a great opportunity to start your career in financial markets by working on audits and compliance checks within a stock broking firm. **Key Responsibilities**: - Check documents for client onboarding (KYC, account forms, etc.). - Review trading activities to...

From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbai**Roles and Responsibilities** Incumbent to possess the following competencies: - 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and...

Company Name -Anand Rathi Global Intermediaries Limited (Stock Broker)Company OverviewWe are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities.Role OverviewThis leadership position is responsible for overseeing and streamlining the full spectrum of...

Responsibility: KYC - To create and update client master in Broking and Exchange platforms Coordination a. Coordination with Trading and Risk Team for Terminal mapping and segment activation b. Coordination with Custodians, Clearing member, Banks CTCL Mapping Daily Contracting, Billing, margin reporting, EOD reporting and reconciliation of exchange...

**SYX Services Pvt ltd**: For over 70 years Global Industrial has been an industry leader providing private label and brand name industrial equipment and supplies to businesses throughout North America. We carry over one million industrial, material handling and business products that are sold through our website, corporate sales people and full color...

**Internal Audit - Treasury Audit**: - From 5 to 10 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbai, Mumbai Suburban, Navi Mumbaior **Roles and Responsibilities** Roles and Responsbilities Responsible and accountable for conducting internal audits of functions such asTreasury,ALM& FTP, Capital Adequacy & ICAAP, Depository Participant,...

Perform audits on broking operations to verify adherence to compliance and regulatory requirements. Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. Perform detailed audits of broking activities, including trading practices, client transactions, and account management. Evaluate the...

Depository Participant Operation Audit Conduct comprehensive audits of depository participant operations Evaluate the effectiveness of controls and compliance with regulatory requirements Custody Operation Audit Perform audits of custody operations to ensure proper management and safeguarding of assets Assess the accuracy and completeness of custody records...