Broking Audit(Bachelor of Financial Market)

Perform audits on broking operations to verify adherence to compliance and regulatory requirements. Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. Perform detailed audits of broking activities, including trading practices, client transactions, and account management. Evaluate the...

Job Description For Trainee Broking Audit - Minimum Qualification is Graduation. - Training will be given on the job - Assisting auditors with outstation audits for Male Only - Accommodation and travel expenses will be provided by the company. **Job Types**: Full-time, Fresher **Salary**: From ₹120,000.00 per year **Benefits**: - Health...

From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbai**Roles and Responsibilities** Incumbent to possess the following competencies: - 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and...

Job Summary We are seeking an experienced and dynamic Relationship Manager to help us to grow in our broking business The ideal candidate will be responsible for driving business growth providing strategic leadership enhancing client engagement and ensuring the successful execution of investment strategies and services This is an exciting opportunity to lead...

Company Description For a Leading Stock Broking and Invesment Advisory Firm with legacy of great performance. This is a full-time remote position for a PCG Dealing and Advisory Head. The position involves overseeing and managing the Private Client Group (PCG) dealing desk, developing and executing advisory strategies, and providing high-quality investment...

Company DescriptionNBFC ClientRole DescriptionThis is a full-time, on-site role for a Head - Broking/Equity/PCG, based in the Mumbai Metropolitan Region. The Team Lead will oversee broking and trading operations, manage equity portfolios, and provide personalized financial and investment solutions to clients. Responsibilities include leading and motivating a...

**Job Description: Audit Executive** **Position**: Audit Executive **Location**: Sion, Kings Circle, Mumbai **Firm Name**: Anudnya A Mehta & Associates **Employment Type**: Full-time **About Us**: Anudnya A Mehta & Associates is a reputed Chartered Accountancy firm specializing in audits and compliance services for SEBI-registered intermediaries such as...

Responsibility: KYC - To create and update client master in Broking and Exchange platforms Coordination a. Coordination with Trading and Risk Team for Terminal mapping and segment activation b. Coordination with Custodians, Clearing member, Banks CTCL Mapping Daily Contracting, Billing, margin reporting, EOD reporting and reconciliation of exchange...

**Roles and Responsibilities**: - Activate trading accounts for clients and guide new entrants in understanding equity market dynamics. - Cross-sell investment products such as Insurance, Mutual Funds (MF), PMS, SIP, and Initial Public Offerings (IPOs) to existing clients. - Coordinate daily equity trades for clients and assist in executing trades online or...

Company Name -Anand Rathi Global Intermediaries Limited (Stock Broker)Company OverviewWe are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities.Role OverviewThis leadership position is responsible for overseeing and streamlining the full spectrum of...