Senior Manager-internal Auditor(broking Business)

2 weeks ago

Mumbai Maharashtra, India Motilal Oswal Full time

Depository Participant Operation Audit Conduct comprehensive audits of depository participant operations Evaluate the effectiveness of controls and compliance with regulatory requirements Custody Operation Audit Perform audits of custody operations to ensure proper management and safeguarding of assets Assess the accuracy and completeness of custody records and processes Half-Yearly Audit of Exchanges Lead and execute half-yearly audits of exchanges Identify and report on areas of non-compliance and recommend corrective actions Settlement Operations Audit Audit settlement operations to ensure timely and accurate settlement of transactions Review and evaluate the effectiveness of settlement procedures and controls Banking Operations within Broking Audit Conduct audits of banking operations within the broking division Ensure compliance with internal policies and regulatory requirements Payin and Payout Process Audit Audit the payin and payout processes of security and fund transfers of exchanges Verify the accuracy and timeliness of transactions and related documentation

  • Broking Auditor

    4 weeks ago

    Mumbai, India Acme Services Full time

    Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

  • Broking Auditor

    3 weeks ago

    Mumbai, India Acme Services Full time

    Hiring for a leading CA firm for Mumbai Location.Roles & Responsibilities➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements.➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.➢ Perform detailed audits of broking activities, including...

  • Broking Auditor

    2 weeks ago

    Mumbai, Maharashtra, India Acme Services Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Hiring for a leading CA firm for Mumbai Location.Roles & Responsibilities➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements.➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.➢ Perform detailed audits of broking activities, including...

  • Broking Auditor

    4 weeks ago

    Mumbai, India Acme Services Full time

    Hiring for a leading CA firm for Mumbai Location.Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements.➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.➢ Perform detailed audits of broking activities, including...

  • Broking Auditor

    2 weeks ago

    mumbai, India Acme Services Full time

    Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

  • Broking Auditor

    2 weeks ago

    Mumbai, India Acme Services Full time

    Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

  • Broking Auditor

    1 week ago

    Mumbai, India Acme Services Full time

    Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

  • Broking Auditor

    2 weeks ago

    mumbai, India Acme Services Full time

    Hiring for a leading CA firm for Mumbai Location.Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements.➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.➢ Perform detailed audits of broking activities, including...

  • Broking Associate

    5 days ago

    Mumbai, India Riverforest Connections Full time

    Incumbent to possess the following competencies: 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and extremely high on initiatives - 5. Self-starter - should be able to work with minimum supervision - 6. Ability...

  • Internal Auditor

    2 weeks ago

    Mumbai City District, India Motilal Oswal Financial Services (MOFSL) Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Job Specifications Department: Broking and Distribution Role Designation: Internal Audit Function: Broking and Distribution Location: MaladJob Purpose The Internal Auditor will be responsible for conducting thorough audits of various operations, including depository participant operations, custody operations, settlement operations, banking operations...