Senior Manager-internal Auditor(broking Business)
1 day ago
Depository Participant Operation Audit Conduct comprehensive audits of depository participant operations Evaluate the effectiveness of controls and compliance with regulatory requirements Custody Operation Audit Perform audits of custody operations to ensure proper management and safeguarding of assets Assess the accuracy and completeness of custody records and processes Half-Yearly Audit of Exchanges Lead and execute half-yearly audits of exchanges Identify and report on areas of non-compliance and recommend corrective actions Settlement Operations Audit Audit settlement operations to ensure timely and accurate settlement of transactions Review and evaluate the effectiveness of settlement procedures and controls Banking Operations within Broking Audit Conduct audits of banking operations within the broking division Ensure compliance with internal policies and regulatory requirements Payin and Payout Process Audit Audit the payin and payout processes of security and fund transfers of exchanges Verify the accuracy and timeliness of transactions and related documentation
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Auditor
2 weeks ago
Mumbai, India YES BANK Full timeJob Description Job Title Senior Auditor Internal Audit Internal Audit Vertical Financial Markets Reporting to Team Leader Internal Audit (Financial Markets) Job-description, role, activities and deliverables - Responsible and accountable for conducting internal audits of functions such as Treasury, Market Risk, ALM & FTP, Capital Adequacy & ICAAP, Trade...
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Broking Associate
2 weeks ago
Mumbai, India Riverforest Connections Full timeFrom 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbai**Roles and Responsibilities** Incumbent to possess the following competencies: - 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and...
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Internal Auditor
6 days ago
Mumbai, India Business umbrella Full timeCompany based in Muscat Oman is looking for CA qualified Internal Auditors with 5 years of experience in FMCG (fast moving consumer goods) who will be responsible for keeping their employer accountable regarding internal company procedures and industry rules Responsibility: - Identify and assess areas of significant business risk. - Implement best audit...
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Business Development Manager
2 days ago
Mumbai, Maharashtra, India Mialtus Insurance Broking Full time ₹ 12,00,000 - ₹ 36,00,000 per yearThe Business Development Manager – Corporate Solutions Group will be responsible for driving business growth by acquiring, managing, and retaining corporate clients for the firm's insurance broking services. This role requires a proactive, client-focused professional with strong knowledge of corporate insurance solutions and a proven ability to achieve...
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Auditor - Business
1 week ago
Pune, Maharashtra, India Snowflake Full timeBuild the future of the AI Data Cloud. Join the Snowflake team. Snowflake is growing and looking for an Auditor to join our team. You will report to the Senior Internal Audit Manager and help with an evolving workload in a fast-paced environment. Whether it is facilitating Snowflake’s SOX compliance efforts or conducting internal audits, we strive to...
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Internal Auditor
6 days ago
Mumbai, Maharashtra, India Corient Business Solutions Limited Full time ₹ 6,00,000 - ₹ 12,00,000 per yearRole Overview:We are seeking a highly analytical and detail-oriented Internal Auditor & Compliance Specialist to ensure adherence to internal policies, regulatory requirements, and process integrity across all functions of the organization. This role will involve conducting periodic audits, identifying gaps, and recommending corrective actions to drive...
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Senior Auditor
7 days ago
Mumbai, Maharashtra, India Kalpa Advisory LLP Full time ₹ 15,00,000 - ₹ 25,00,000 per yearCompany DescriptionKalpa Advisory LLP provides comprehensive Virtual CFO services, including accounts management, audit, tax services, fund raising, and budgeting. We specialize in implementing MIS structures and ensuring compliance with regulatory standards. Our services also extend to internal controls and cost reduction strategies to enhance business...
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Internal Auditor
1 week ago
Andheri, Mumbai, Maharashtra, India ANB Global Full timeWe are looking to hire an internal auditor with brilliant accounting and analytical skills. Internal auditors are expected to be organized with brilliant problem-solving skills and constantly deliver on tight deadlines. You should have an outstanding aptitude for math, strong IT skills and superb communication skills. **Internal Auditor...
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Internal Auditor
2 weeks ago
Andheri, Mumbai, Maharashtra, India ANB Global Full timeWe are looking to hire an internal auditor with brilliant accounting and analytical skills. Internal auditors are expected to be organized with brilliant problem-solving skills and constantly deliver on tight deadlines. You should have an outstanding aptitude for math, strong IT skills and superb communication skills. **Internal Auditor...
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Institutional Sales
2 weeks ago
Mumbai, Maharashtra, India Nirmal Food Ghar Full timeWe are hiring for Institutional Sales Company - Stock Broking Location - Thane, Nariman point Time: 8.30 am to 5:30 pm Workdays: 5 days Years of Experience: 5+ years (Stock Broking company) Must have a strong track record of building and maintaining relationships with institutional clients in the Broking Industry. He/she will be responsible for...