Compliance Associate with Leading Mnc Broking

Company Name - Anand Rathi Global Intermediaries Limited (Stock Broker) Company Overview We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities. Role Overview This leadership position is responsible for overseeing and streamlining the full spectrum of...

We are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4-7 yrs Salary - 30-60 k pm Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock...

**JOB DESCRIPTION** **COMPANY VISION** - We are making finance simple. For millions in India. - Groww is on a mission to democratize access to financial services for millions of Indians responsibly. We are a customer-first company. - We believe in crafting the best and most delightful user experience for our customers. And we leverage first principle...

From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbai**Roles and Responsibilities** Incumbent to possess the following competencies: - 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and...

Job Title:Compliance Officer(Broking Firm)Location:MumbaiExperience:8–10 yearsIndustry:Broking / Capital MarketsJob Overview:The Compliance Officer will be responsible for ensuring end-to-end regulatory and exchange-related compliance for the broking business. The role requires in-depth knowledge of SEBI, NSE, BSE, and CDSL regulations, strong liaison...

Job Description Company Name - Anand Rathi Global Intermediaries Limited (Stock Broker) Company Overview We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities. Role Overview This leadership position is responsible for overseeing and streamlining the...

Job Title: AVP Broking Operations Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...

From 1 to 6 year(s) of experience - ₹ 3,00,000 - 8,00,000 P.A. - Mumbai, Pune, Delhi / NCR**Roles and Responsibilities** - Interact with followers and potential customers by communicating and answering questions. - Should have good understanding of social media channels YouTube, Instagram, Facebook, Twitter, Quora - Must be able to create instant content...

About the CompanySystematix Group is a leading diversified financial services firm offering a wide range of solutions, including Investment Banking, Institutional Equities, Wealth Management, Retail Broking, and Asset Management. With 35+ years of legacy & 300+ experienced professionals, Systematix has built a strong track record of delivering value-driven...

About the CompanySystematix Group is a leading diversified financial services firm offering a wide range of solutions, including Investment Banking, Institutional Equities, Wealth Management, Retail Broking, and Asset Management. With 35+ years of legacy & 300+ experienced professionals, Systematix has built a strong track record of delivering value-driven...