Broking Operations
4 weeks ago
Company Name - Anand Rathi Global Intermediaries Limited (Stock Broker) Company Overview We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities. Role Overview This leadership position is responsible for overseeing and streamlining the full spectrum of broking operations—prop desk, promoter group trades, clearing/settlement, and regulatory compliance. The Manager will be the primary operational and compliance leader, reporting to the business head / senior management and directly coordinating with trading desks, group entities, and regulatory bodies Key Responsibilities Lead and manage day-to-day operational activities for institutional and proprietary trading, including trade capture, affirmation, allocation, clearing, and settlement Supervise account opening and KYC for group/promoter entities and manage operational support for prop desk Oversee generation and validation of daily P&L, position and trade reconciliations for all in-house group and prop accounts Ensure timely submissions of all SEBI, Exchange, and other regulatory/statutory reporting related to proprietary and group trading activities Design and monitor risk controls, margin management, surveillance, and trade reporting for high-value, complex trades Lead process audits, manage regulatory and exchange inspections, and respond to compliance queries Optimize operational workflows between trading, clearing, back-office, and compliance functions—drive automation and process improvement Advise trading desks on regulatory limits, market abuse controls, and operational best practices; ensure all activities are within SEBI/guideline frameworks Coordinate with internal tech/support teams for system enhancements and automation, as needed for institutional broking Lead, train, and mentor the operations team Candidate Requirements Postgraduate with 7–12 years in institutional/capital markets broking operations, including proprietary trading or group trades Strong technical understanding of trade lifecycle—including trade booking, settlement, reconciliations, and risk management for institutional/proprietary desks Proven track record in managing SEBI, NSE/BSE, and Depository reporting, compliance, and audits Experience managing teams, process upgrades, and operational risk reviews Strong analytical, stakeholder coordination, and decision-making skills Proficiency in back-office systems, regulatory reporting, and Excel; familiarity with automation projects a plus NISM Series VII: Securities Operations and Risk Management Certification Examination or CA/CS/MBA (Finance) is advantageous
-
Mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking)Location: MumbaiEmployment Type: Full-timeExperience: 1–3 years (Broking / Fintech preferred) About the RoleWe are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business. This role combines client...
-
mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking)Location: MumbaiEmployment Type: Full-timeExperience: 1–3 years (Broking / Fintech preferred) About the RoleWe are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business. This role combines client...
-
Mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking)Location: MumbaiEmployment Type: Full-timeExperience: 1–3 years (Broking / Fintech preferred)About the RoleWe are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business.This role combines client...
-
Mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking)Location: MumbaiEmployment Type: Full-timeExperience: 1–3 years (Broking / Fintech preferred) About the RoleWe are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business. This role combines client...
-
Avp Broking Operations
1 week ago
Mumbai, Maharashtra, India Barclays Full timeJob Title: AVP Broking Operations Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...
-
Mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking) Location: Mumbai Employment Type: Full-time Experience: 1–3 years (Broking / Fintech preferred) About the Role We are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business. This role combines client...
-
Mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking) Location: Mumbai Employment Type: Full-time Experience: 1–3 years (Broking / Fintech preferred) About the Role We are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business. This role combines client...
-
Mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking) Location: Mumbai Employment Type: Full-time Experience: 1–3 years (Broking / Fintech preferred) About the Role We are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business. This role combines client...
-
Mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking)Location: MumbaiEmployment Type: Full-timeExperience: 1–3 years (Broking / Fintech preferred)About the RoleWe are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business.This role combines client...
-
Operations & Technology Coordinator (Broking)
9 hours ago
Mumbai, India Latin Manharlal Full timeJob Title: Operations & Technology Coordinator (Broking) Location: Mumbai Employment Type: Full-time Experience: 1–3 years (Broking / Fintech preferred) About the Role We are seeking a proactive and tech-savvy professional to manage client experience, platform operations, and cross-functional coordination in our broking business. This role combines client...
