
Assistant Compliance Officer
4 days ago
Prepare and review regulatory/submission under SEBI/RBI/SEZ/IFSC regulations at
Gift City
- Ensure compliance with internal and external regulations/policies with businesses at
GIFT City
- Review marketing initiatives and establish compliance controls, investment
restrictions for alternate businesses at Gift City
- Monitor personal dealing policy compliance and maintain employee dealing software
- Update compliance policues/manuals for relevant compliances.
- Advise on regulations for alternate businesses. Address, review and resolve investor
complaints.
- Draft/Vet/Update offering documents for client onboarding.
- Work independently to conclude assigned tasks logically.
- Manage AIF Operations - Customer onboarding, Investments, banking and Fund
Accounting
- Handle Client Onboarding - KYC Documentation & formalities
- Coordinate with RTA, custody for forms and account status
- Coordinate with trustees for documentation and trade settlement.
- Prepare daily cash flow, Banking,Fund Movement etc
- Coordinate with custodians/RTA for account opening, maintenance and closure.
- Provide data to HO team for regulatory filings and internal MIS
- Manage administrative responsibilities and other assigned tasks efficien
**Job Types**: Full-time, Permanent
Pay: ₹45,000.00 - ₹68,000.00 per month
Schedule:
- Day shift
- Morning shift
Application Question(s):
- Do you have experience in Compliances
- Do you have experience in IFSC
**Education**:
- Bachelor's (required)
**Experience**:
- Business development: 3 years (required)
- Project management: 3 years (required)
- Leadership: 3 years (required)
Work Location: In person
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