Compliance Officer

4 days ago

Gandhinagar, India Saffire Tradewings Ltd. Full time

**Job Summary**:
We are seeking a mid‑level Compliance Officer (based in GIFT IFSC) to support our capital market intermediary operations (brokerage / depository participation). The Compliance Officer will report to the Principal Officer and play a hands‑on role across regulatory compliance, internal controls, AML/KYC, grievance redressal, training and audit readiness in line with IFSCA, India INX and NSE IFSC regulations.

**Job Description (JD)**

**Position title**: Compliance Officer
**Location**: GIFT IFSC, Gandhinagar, Gujarat
**Reporting to**: Principal Officer

**Key Responsibilities**:

- Ensure compliance with IFSCA (Capital Market Intermediaries) Regulations, India‑INX, NSE IFSC, GIFT SEZ / IFSC circulars and relevant laws.
- Maintain and update internal policies and compliance manuals; conduct periodic risk reviews.
- Monitor AML/CFT adherence, suspicious transaction reporting (STR), KYC/KYB, and sanctions screening.
- Handle investor/client grievance redressal, ensure record‑keeping for six years and publish compliant complaint statistics and disclosures.
- Conduct internal audits / readiness reviews; monitor exception reports; ensure timely remediation.
- Support compliance during inspections by regulators; coordinate responses and ensure accountability.
- Keep abreast of amendments in IFSCA/NSE INX regulations and ensure timely implementation in internal controls.

**Job Specification (JS)**

**Essential Qualifications**
- **Graduate degree** in any discipline from recognized university; or a professional qualification such as **LLB**, **ICAI**, **ICSI**, **ICMAI**, or equivalent.

**Experience**
- Minimum **2 years** of experience in compliance, AML/CFT, regulatory reporting or related role in capital markets/financial services.
- Experience working within **GIFT IFSC / IFSCA‑regulated entities** (India INX, NSE IFSC, broker dealers, DPs) will be **preferred (must‑have)**

**Skills & Attributes**
- Strong knowledge of IFSCA Regulations, GIFT IFSC guidelines, India INX / NSE IFSC operations, AML / KYC / PMLA compliance.
- Excellent verbal and written English.
- Proficient in Excel, compliance tracking tools, regulatory filing portals and system-based monitoring.
- Sharp analytical and risk‑sense instincts.
- High integrity, ethical mindset, team player, able to liaise effectively with senior management and regulators.

**Mandatory**
- Must be based and operational in **GIFT IFSC, Gandhinagar**.
- Able to join within reasonable notice period.

Pay: ₹250,000.00 - ₹1,000,000.00 per year

Work Location: In person

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