Compliance Officer

**Compliance officer** Location: Ernakulam Qualification: Bachelors Degree Experience: Minimum 2 years of brokerage company experience **Salary**: ₹25,000.00 - ₹29,000.00 per month Schedule: - Day shift **Experience**: - Brokerage: 2 years (required) Ability to Commute: - Ernakulam, Kerala (required) Ability to Relocate: - Ernakulam, Kerala:...

The Statutory Compliance Officer is responsible for ensuring that the company’s services, policies, and procedures are in compliance with all applicable laws and regulations. The role involves investigating customer complaints, responding to inquiries, training customer service personnel, monitoring customer satisfaction levels, identifying trends in...

The Statutory Compliance Officer is responsible for ensuring that the company’s services, policies, and procedures are in compliance with all applicable laws and regulations. The role involves investigating customer complaints, responding to inquiries, training customer service personnel, monitoring customer satisfaction levels, identifying trends in...

The Statutory Compliance Officer is responsible for ensuring that the company’s services, policies, and procedures are in compliance with all applicable laws and regulations. The role involves investigating customer complaints, responding to inquiries, training customer service personnel, monitoring customer satisfaction levels, identifying trends in...

Liasoning with the Exchanges - Managing Inspections carried out by exchanges, depositories and SEBI - Managing internal audits related to depositories and Exchanges - Submission of Enhanced supervision data - Periodic filings to Exchanges - Seeking regulatory approvals for advertisements etc - KYC Compliances and monitoring - Preparation, submission, and...

To assist the chief compliance officer for preparing audit reports, liaison with RBI matters, contact branches, documents checking etc. Graduates (male only) with experience in any NBFC audit dept preferred **Salary**: ₹16,000.00 - ₹20,000.00 per month Schedule: - Morning shift Ability to commute/relocate: - Kochi, Ernakulam - 682018, Kerala:...

**Duties & Responsibilities** - Handle customer complaints in a professional and efficient manner - Investigate the root cause of customer complaints and work with relevant departments to resolve them - Maintain up-to-date knowledge of company products, services, and policies - Respond to customer inquiries in a timely and accurate manner - Keep detailed...

**Responsibilities**: - Administrative support to the monthly service-line Quality Audit check. - Understanding of how data and insights can support improvement Desired Skills & Experience - Conversant in Microsoft Office software systems including advanced IT skills in Excel, Word, and PowerPoint, with an ability to develop effective reports and...

**We have an urgent opening for the post of Office Administrator, Location - Vazhakala, Thrikkakara, Kochi, Kerala.** We are hiring an experienced, **Office Administrator **to help us keep growing. If you're dedicated and ambitious**, Tri-Lines Tours and Travels** is an excellent place to grow your career**.** **Roles and Responsibilities**: - Maintains...

**Responsibilities** Coordinate office activities and operations to secure efficiency and compliance to company policies Supervise administrative staff and divide responsibilities to ensure performance Manage agendas/travel arrangements/appointments etc. for the upper management Support budgeting and bookkeeping procedures Create and update records and...