Compliance Executive
21 hours ago
Job Specification
- Fresher (LLB)
Job Description
- Submission of various forms, reports and other documents to Exchanges/Depositories
Ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time
Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
Updating company forms and internal documents in line with applicable stock broking / DP guidelines
Other compliance matters as assigned from time to time.
Schedule:
- Morning shift
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