Stock Market Compliance Officer

2 weeks ago

Ahmedabad Gujarat, India Amrapali Industries Ltd. Full time

**Key Responsibilities**:

- Monitor day-to-day compliance with stock exchanges and depositories.
- Respond to surveillance notices, show cause notices, and adjudicating orders from SEBI, BSE, NSE, MCX, and CDSL.
- Handle SEBI and stock exchange inspections.
- Coordinate with internal departments to ensure timely submission of data to regulatory bodies.
- Stay updated on amendments in SEBI and stock exchange compliance regulations.
- Discuss audit observations with internal auditors and take corrective actions.
- Ensure compliance with Company Law Board requirements.

**Qualifications**:

- Bachelor’s degree in Law, Finance, or related field (Master’s preferred).
- 3-5 years of experience in a compliance role within the stockbroking industry.
- Strong understanding of SEBI, stock exchange regulations, and depository systems (CDSL).
- Excellent communication and organizational skills.
- Ability to handle regulatory deadlines and inspections.

Pay: ₹45,000.00 - ₹65,000.00 per month

Schedule:

- Day shift

Application Question(s):

- Currently, we are located on Ashram Road, Ahmedabad, but we will be moving to Sindhubhavan Road soon. Does this change in location work for you?
- How many years of experience do you have in compliance profile of Stock Broking?
- Current Salary
- Expected Salary
- Notice Period

**Location**:

- Ahmedabad, Gujarat (preferred)

Work Location: In person

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