Compliance Officer

4 days ago

Ahmedabad, India Grow House Wealth Management Private Limited Full time

Company Description

Grow House Wealth Management Pvt. Ltd. is a privately held Merchant Banking firm located in Ahmedabad. The company specializes in providing end-to-end financial solutions, including Public Issue Management, Initial Public Offering, Project Counselling, Credit Syndication, and Underwriting Services.

Role Description

This is a full-time on-site role for a Compliance officer and Company Secretary at Grow House Wealth Management Pvt. Ltd. We are looking for a motivated professional with 2+ years of experience in a listed entity or merchant banking company to join us as Company Secretary & Compliance Officer.

Responsibilities

  • Ensure compliance with Companies Act, SEBI Regulations, Listing Regulations, and other applicable laws.
  • Handle secretarial compliances including Board/Committee/General meetings, drafting of agendas, notices, resolutions, and minutes.
  • Liaison with Stock Exchanges, SEBI, ROC, and other regulatory authorities.
  • Manage due diligence, disclosures, and filings for listed entities and merchant banking activities.
  • Draft and vet agreements, compliance checklists, and regulatory submissions.
  • Monitor and update on regulatory changes impacting merchant banking and capital markets.
  • Maintain statutory records, registers, and filings under MCA, SEBI, and Exchanges.
  • Carry out due diligence and be instrumental in Issue Management activities including drafting and filing of Prospectus/Draft Offer Documents.

Qualifications

  • Qualified Company Secretary (ACS).
  • Minimum 2 years of post-qualification experience in a listed entity or merchant banking company.
  • Prior exposure to capital market transactions (IPO, Rights Issue, etc.) preferred.

What We Offer

  • Opportunity to work on live IPOs and capital market assignments.
  • Dynamic learning environment with cross-functional exposure in merchant banking.
  • Growth-oriented career with direct involvement in regulatory and corporate advisory matters.

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