Compliance Officer

Compliance OfficerJob Summary:We are seeking a Compliance Officer particularly within the financial services or AIF & PMS sector. The candidate will be responsible for ensuring that all operations of the fund comply with regulatory requirements and internal policies.Key Responsibilities:- Monitor and ensure compliance with SEBI regulations, RBI guidelines,...

As a Compliance Officer your roles and responsibilities will be as below: Need to maintain ongoing and initial compliance. Chase candidate for outstanding documents as per checklist Verify and upload documents on CRM. Minimum need to achieve KPI of 2 files compliant. Key Skills: UK compliance healthcare background Knowledge of NHS framework compliance...

Job Title: Compliance Officer - AMC Location: Ahmedabad Employment Type: Full-Time About the Role: We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company . The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while...

Job Title: Compliance Officer - AMCLocation: AhmedabadEmployment Type: Full-TimeAbout the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while also...

This is a full-time on-site role for a Compliance Officer. The Compliance Officer will be responsible for ensuring that all business activities and operations are conducted in compliance with all relevant regulations and laws. Daily tasks will include creating compliance guidelines, reviewing current client portfolios and ensuring that they comply with all...

HelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI Pay: From ₹20,000.00 per month Schedule: - Day shift Ability to commute/relocate: - Ahmedabad,...

Job Title: Compliance OfficerLocation: AhmedabadEmployment Type: Full-TimeCompany: Lakshya Asset MAnagement Pvt Ltd.About the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other...

Job Title: Compliance Officer Location: AhmedabadEmployment Type: Full-Time Company: Lakshya Asset MAnagement Pvt Ltd. About the Role: We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and...

**About Us** Santecare Fast Pvt Ltd is a subsidiary of an Australian business entity. We are seeking a diligent and detail-oriented Compliance Officer to join our Ahmedabad office. This onsite role involves ensuring adherence to NDIS regulatory requirements while working closely with our Australian operations team. **Key Responsibilities** **Compliance...

Company DescriptionGrow House Wealth Management Pvt. Ltd. is a privately held Merchant Banking firm located in Ahmedabad. The company specializes in providing end-to-end financial solutions, including Public Issue Management, Initial Public Offering, Project Counselling, Credit Syndication, and Underwriting Services.Role DescriptionThis is a full-time...