Associate, Risk

3 days ago

Pune Maharashtra, India TIAA Full time

Sr Business Risk & Control Analyst

The Senior Business Risk and Control Analyst evaluates the reliability and effectiveness of internal financial controls across the company. Under limited supervision, this job is responsible for reviewing the testing of financial records, processes and systems as well as the auditing of the recording of transactions. This job also reviews reports of findings and recommendations for management.

Key Responsibilities and Duties
- Oversees the monitoring, evaluating, and testing of financial records, processes, and systems.
- Confirms the auditing of recording of transactions and compliance with applicable laws, agreements, and policies.
- Reviews reports of findings and recommendations to management.
- Participates in cross-functional implementation of compliance programs including analysis of transaction-level risks in operational areas.
- Reviews documentation of business processes, risks and controls.
- Analyzes reporting policies and procedures currently in place within the organization to identify gaps and weaknesses.
- Coordinates the compilation of various state and federal regulatory agency filings and coordinates quarterly and annual statement mailings.
- Communicates new or revised policies, procedures, processes and related documents to appropriate team members and/or business units.

Educational Requirements
- University (Degree) Preferred

Work Experience
- 3+ Years Required; 5+ Years Preferred

Physical Requirements
- Physical Requirements: Sedentary Work

Career Level

7IC
- __________________________________________________

Company Overview

TIAA Global Capabilities was established in 2016 with a mission to tap into a vast pool of talent, reduce risk by insourcing key platforms and processes, as well as contribute to innovation with a focus on enhancing our technology stack. TIAA Global Capabilities is focused on building a scalable and sustainable organization, with a focus on technology, operations and expanding into the shared services business space.

Working closely with our U.S. colleagues and other partners, our goal is to reduce risk, improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity.

We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.

Accessibility Support

Phone:
(800) 842-2755

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