Compliance Officer

ob Title: Compliance Officer Company Name - CapitalSquare Financial Services Private Limited Location: Mumbai Reporting To: Compliance Head / Senior Management About the Company: CapitalSquare Financial Services Private Limited is a dynamic trading member registered with the Bombay Stock Exchange (BSE). We specialize in delivering comprehensive trading...

**TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

Opportunity to work with a leading stock broking firm in **Mumbai, Andheri East**. **Experience Required**: - **5+ years of experience as a Compliance Officer in a stock broking firm or financial services company. (Mandatory to have experience in Stock Broking business)** - Proven track record of managing regulatory compliance and dealing with SEBI...

Centrum Financial Services Limited Centrum Financial Services Limited (CFSL) is an NBFC-CIC. It holds majority stake in Unity Small **Company** Finance Bank and will also be the holding company of all the regulated businesses (Brokerage, Wealth management, Insurance broking, merchant banking, Asset Management etc.) of Centrum Group as an NOFHC...

**Job Summary**: **Key Responsibilities**: - Ensure compliance with accounting standards, tax regulations, and company policies. - Monitor and review financial reports to guarantee accurate and timely submission. - Oversee the preparation of statutory accounts, tax returns, and other compliance-related documentation. - Conduct audits to assess financial...

**Job Title**-Compliance Officer **Industry**-FMCG **Educational Qualification**-Any Graduate **Job Location**-Mumbai, Andheri East **Years of Experience**-2 to 7 years - The ESIC & PF Compliance Officer is responsible for ensuring that the organization complies with all statutory obligations related to the Employees' State Insurance Corporation (ESIC)...

**About Company**: A prominent and established player in the financial services sector, this organization specializes in stock broking and related financial solutions. With a strong focus on trust, transparency, and client-centric service, the company has built a solid reputation in the industry. It is committed to innovation and excellence, creating a...

**Compliance Officer (F/M)** **About Organisation**: At Worldline, our technology addresses persistent challenges of the payment world. We’ve established ourselves as a leading developer of creative software solutions for enabling the cashless society. If you are an authoritative Delivery Manager, then get ready to join our company. We have many...

**JOB TITLE: Compliance Officer** **Should have worked and supervised on the following processes**: Segregation and Monitoring of Collateral of client level, Well versed with the exchange compliances with regard to Stockbroking. Major areas of work involve NSE Compliance Related Work, i.e. Internal Audit Report, Net-worth Certificate, RBS, Settlement of...

Job Description Department: Compliance Role & Responsibilities: The Compliance assistant assist the Head-Compliance/CCO in performing his/her compliance related responsibilities. He/ she shall primarily focus on compliance related activities. Monitoring compliance of the Bank’s internal policies and fair practices codes Vetting/disseminating regulatory...