Compliance Officer

**Job Title: Compliance Officer** **Experience**: 5-8 Years **Location**: Head Office - Vidya Vihar **Role Overview** **Key Responsibilities** - Ensure compliance with all applicable **statutory, tax, and labor laws** governing the organization. - Maintain statutory registers, documentation, and records as required under company and labor regulations. -...

PF COMPLIANCE Min Experience 6 Max Experience 10 **Key Responsibility Areas**: ŸHaving Hands-on Provident Fund Forms, PF Calculations, and process ŸExcellent knowledge of the Provident Fund, Employees' Pension Scheme, EDLI, and IW provision. ŸVisiting Provident Fund, and Govt Office for Enquires ŸAttend Provident Fund Inspection ŸFill Up the...

Summary As a Compliance Officer you will play a pivotal role in safeguarding the integrity and reputation of our financial services organization by ensuring strict adherence to global and local regulatory standards Reporting to the Head of Compliance or Compliance Manager you will be instrumental in shaping and reinforcing a proactive compliance culture...

**About Equirus** **About Equirus Wealth** **Equirus** is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services. **Equirus Wealth** is a holistic Wealth Management platform founded in 2018 by a passionate group of...

Urgent Requirement for the post of Compliance Officer  Exp - 2 Years  Location: Goregaon Mumbai   Key Responsibilities: - Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) - Analyze, prepare the gist and implications of regulatory communication and broadcast it - Prepare a compliance checklist (both, on-going...

**Company Secretary [Manager: Compliance]** **[Job Location: Mumbai]** Key notes on experience, education: - Well Versed with ROC Filing and Company Law matter’s - Incorporation of Company/ LLP / Firm. - Conversion of Firm/ LLP into Company - Filing of AOC-4, MGT-7, DIR-11 &12, AOC-1 & 2 - Preparation of Director reports - Strike off of Company/ LLP -...

This role is for one of Weekday s clients Min Experience 4 years Location Mumbai JobType full-time Requirements We are seeking a dedicated and detail-oriented Compliance Officer with at least 4 years of experience in the financial services industry with a strong focus on Regulatory Investment Advisory RIA Non-Discretionary ND portfolio management...

Opportunity to work with a leading stock broking firm in **Mumbai, Andheri East**. **Experience Required**: - **5+ years of experience as a Compliance Officer in a stock broking firm or financial services company. (Mandatory to have experience in Stock Broking business)** - Proven track record of managing regulatory compliance and dealing with SEBI...

Compliance Officer Roles and Responsibilities : - Monitoring : The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. They also monitor the compliance of KYC and AML & PMLA guidelines. - Responding to notices :The compliance officer responds to surveillance notices, show cause notices, and adjudicating orders...

Compliance Officer Roles and Responsibilities : Monitoring : The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. They also monitor the compliance of KYC and AML & PMLA guidelines. Responding to notices :The compliance officer responds to surveillance notices, show cause notices, and adjudicating orders from...