Para Banking Advisory Compliance

4 days ago

Mumbai, India Skill Ventory Full time

Roles and Responsibilities Hiring for a Leading Private Sector Bank Roles and Responsibilities :- Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking Business of the Bank. Circulating action points arising out of regulatory circulars/ notifications/ communications and pro-active follow up with the stakeholders ensuring timely implementation of the same. Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters. Handling Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc. Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters. Drafting and vetting of various submissions to be made to the ACB/Board. Submission of various regulatory reports from time to time.

  • Compliance Advisory

    6 days ago

    Mumbai, Maharashtra, India YES BANK Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    ROLE SUMMARYRole holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...

  • Compliance advisory

    3 days ago

    Mumbai, India YES BANK Full time

    ROLE SUMMARYRole holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...

  • Compliance advisory

    7 days ago

    Mumbai, India YES BANK Full time

    ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...

  • Compliance advisory

    2 weeks ago

    Mumbai, India YES BANK Full time

    ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...

  • Compliance advisory

    4 days ago

    mumbai, India YES BANK Full time

    ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...

  • Compliance advisory

    1 week ago

    Mumbai, India YES BANK Full time

    ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Guiding Business Units on Regulatory Compliance for transactions handled by the...

  • Compliance advisory

    4 days ago

    Mumbai, India YES BANK Full time

    ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Guiding Business Units on Regulatory Compliance for transactions handled by the...

  • Compliance advisory

    4 days ago

    mumbai, India YES BANK Full time

    ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Guiding Business Units on Regulatory Compliance for transactions handled by the...

  • Vice president compliance

    7 days ago

    Mumbai, India The Premier Consultants Full time

    This is regarding opening with a leading Pvt Bank as an VP - FEMA ComplianceDesignation: VP - FEMA ComplianceExperience: CA/CS/MBA with prior relevant compliance experience 8 years.Should carry a good understanding of FEMA regulations, banking products and processes.Job Role:Regulatory Advisory & Control FrameworkSupport the Business Group by providing...

  • Legal &Compliance Head

    4 days ago

    Mumbai, India White Force Full time

    Job description /* Style Definitions */ table.MsoNormalTable {mso-style-name:"Table Normal"; mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; mso-style-priority:99; mso-style-qformat:yes; mso-style-parent:""; mso-padding-alt:0in 5.4pt 0in 5.4pt; mso-para-margin-top:0in; mso-para-margin-right:0in; mso-para-margin-bottom:10.0pt;...