Compliance Advisory
2 weeks ago
ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank covering Credit regulations.Core Responsibilities A. Guidance & Advisory · Provides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBI · Liaising with RBI for seeking clarification B. Product & Process Note Review · Review of Product and Process note to ensure that product/ process notes are compliant from regulatory perspective. · Representing Compliance unit in PPAC Committee Discussion · Ensures that compliance comments are communicated and discussed with the product owner post internal discussions. C. Circular Tracker Implementation · Ensure that regulatory guidelines are disseminated within prescribed timelines · Identification, review of action point and dissemination to stakeholders · Follow up with stakeholder to ensure that regulatory guidelines are implemented by the relevant unit(s). · Testing of compliance submitted by stakeholder before closure of circular action points D. Training · Provide periodic training on RBI guidelines pertaining to Credit Portfolio· Devise online training module , periodic updation etc E. Audit Committee / Board Submission · Ensure preparation and submission of quarterly compliance agenda notes to CS team · Preparation of Monthly Report on Compliance ActivitiesPeople Management or Self-Management Responsibilities § Need to interaction with Business Unit / Product Team / Operation Unit § Need to interact with the middle/senior management of Business Unit/ Product Team/ Operation Unit Risk and Internal Control Responsibilities KEY INTERACTIONSKey Internal InteractionsPurpose of InteractionBusiness Unit / Product Team and Central Compliance Team§ For Guidance and support to Business Teams / Product Team / Operation team on their queries pertaining to Credit regulations/guidelines issued by RBI. Key External InteractionsPurpose of Interaction § Interaction with RBI for seeking clarification / guidance KNOWLEDGE & EXPERIENCEKNOWLEDGEMinimum Qualifications§ CA/CS/CMA/LLBProfessional Certifications§ CA/CS/CMA/LLBLanguage Skills§ EnglishEXPERIENCEYears of Experience§ 12-15 YearsNature of Experience§ Preferably have worked in Credit (Wholesale/ Retail) advisory in a Bank (Compliance department or Business Compliance)
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Compliance Advisory
2 weeks ago
Mumbai, Maharashtra, India YES BANK Full time ₹ 1,04,000 - ₹ 1,30,878 per yearROLE SUMMARYRole holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...
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Compliance Manager
4 days ago
Mumbai, India Equitymaster Research Private Limited Full timeAbout UsWe are committed to providing unbiased, transparent, and well-researched financial advice to our clients. To strengthen this mission, we are looking for a Compliance Manager who will ensure that our advisory operations strictly adhere to all regulatory requirements while upholding the highest ethical standards.Role OverviewAs the Compliance...
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Compliance manager
3 days ago
Mumbai, India Equitymaster Research Private Limited Full timeAbout UsWe are committed to providing unbiased, transparent, and well-researched financial advice to our clients. To strengthen this mission, we are looking for a Compliance Manager who will ensure that our advisory operations strictly adhere to all regulatory requirements while upholding the highest ethical standards.Role OverviewAs the Compliance...
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Compliance Manager
4 days ago
Mumbai, India Equitymaster Research Private Limited Full timeAbout UsWe are committed to providing unbiased, transparent, and well-researched financial advice to our clients. To strengthen this mission, we are looking for a Compliance Manager who will ensure that our advisory operations strictly adhere to all regulatory requirements while upholding the highest ethical standards.Role OverviewAs the Compliance...
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Compliance Manager
4 days ago
Mumbai, India Equitymaster Research Private Limited Full timeAbout UsWe are committed to providing unbiased, transparent, and well-researched financial advice to our clients. To strengthen this mission, we are looking for a Compliance Manager who will ensure that our advisory operations strictly adhere to all regulatory requirements while upholding the highest ethical standards.Role OverviewAs the Compliance...
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Compliance Advisory
4 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARYRole holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...
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Svp Compliance Advisory
2 weeks ago
Mumbai, India HSBC Full time**Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. **Job Description...
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Mumbai, India 4S Advisory Full timeWe are seeking highly energetic, self-motivated individuals with a passion for creating a holistic, technology-driven wealth management experience for their customers. Your excellent strategic thinking, analytical and problem-solving skills, superb people skills, effective stakeholder management, and a keen eye for detail are what enable you to effectively...
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Compliance Advisory
3 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Guiding Business Units on Regulatory Compliance for transactions handled by...
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Compliance Advisory
3 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the...
