Compliance Advisory
2 weeks ago
ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank covering Credit regulations.Core Responsibilities A. Guidance & Advisory · Provides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBI · Liaising with RBI for seeking clarification B. Product & Process Note Review · Review of Product and Process note to ensure that product/ process notes are compliant from regulatory perspective. · Representing Compliance unit in PPAC Committee Discussion · Ensures that compliance comments are communicated and discussed with the product owner post internal discussions. C. Circular Tracker Implementation · Ensure that regulatory guidelines are disseminated within prescribed timelines · Identification, review of action point and dissemination to stakeholders · Follow up with stakeholder to ensure that regulatory guidelines are implemented by the relevant unit(s). · Testing of compliance submitted by stakeholder before closure of circular action points D. Training · Provide periodic training on RBI guidelines pertaining to Credit Portfolio· Devise online training module , periodic updation etc E. Audit Committee / Board Submission · Ensure preparation and submission of quarterly compliance agenda notes to CS team · Preparation of Monthly Report on Compliance ActivitiesPeople Management or Self-Management Responsibilities § Need to interaction with Business Unit / Product Team / Operation Unit § Need to interact with the middle/senior management of Business Unit/ Product Team/ Operation Unit Risk and Internal Control Responsibilities KEY INTERACTIONSKey Internal InteractionsPurpose of InteractionBusiness Unit / Product Team and Central Compliance Team§ For Guidance and support to Business Teams / Product Team / Operation team on their queries pertaining to Credit regulations/guidelines issued by RBI. Key External InteractionsPurpose of Interaction § Interaction with RBI for seeking clarification / guidance KNOWLEDGE & EXPERIENCEKNOWLEDGEMinimum Qualifications§ CA/CS/CMA/LLBProfessional Certifications§ CA/CS/CMA/LLBLanguage Skills§ EnglishEXPERIENCEYears of Experience§ 12-15 YearsNature of Experience§ Preferably have worked in Credit (Wholesale/ Retail) advisory in a Bank (Compliance department or Business Compliance)
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Compliance Advisory
8 hours ago
Mumbai, India Skillventory Full time**Compliance Advisory - Payments Products**: - From 3 to 6 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Payments Products would include but not limited to Credit Cards, Debit Cards, Payment Aggregator/Payment Gateway, Pre-Paid Instruments, UPI, AEPS, POS, E-commerce, NACH, APBS, NEFT, RTGS, ATM...
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Compliance Manager
4 days ago
Mumbai, India Equitymaster Research Private Limited Full timeAbout UsWe are committed to providing unbiased, transparent, and well-researched financial advice to our clients. To strengthen this mission, we are looking for a Compliance Manager who will ensure that our advisory operations strictly adhere to all regulatory requirements while upholding the highest ethical standards.Role OverviewAs the Compliance...
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Compliance manager
4 days ago
Mumbai, India Equitymaster Research Private Limited Full timeAbout UsWe are committed to providing unbiased, transparent, and well-researched financial advice to our clients. To strengthen this mission, we are looking for a Compliance Manager who will ensure that our advisory operations strictly adhere to all regulatory requirements while upholding the highest ethical standards.Role OverviewAs the Compliance...
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Compliance Manager
5 days ago
Mumbai, India Equitymaster Research Private Limited Full timeAbout UsWe are committed to providing unbiased, transparent, and well-researched financial advice to our clients. To strengthen this mission, we are looking for a Compliance Manager who will ensure that our advisory operations strictly adhere to all regulatory requirements while upholding the highest ethical standards.Role OverviewAs the Compliance...
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Compliance Manager
5 days ago
Mumbai, India Equitymaster Research Private Limited Full timeAbout UsWe are committed to providing unbiased, transparent, and well-researched financial advice to our clients. To strengthen this mission, we are looking for a Compliance Manager who will ensure that our advisory operations strictly adhere to all regulatory requirements while upholding the highest ethical standards.Role OverviewAs the Compliance...
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Compliance Advisory
4 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARYRole holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...
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Compliance Advisory
3 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Guiding Business Units on Regulatory Compliance for transactions handled by...
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Compliance Advisory
3 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the...
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Mulund West, Mumbai, Maharashtra, India APMH Full time**Requirements -** - Bachelor’s degree in Commerce, Accounting, or a related field. - Basic understanding of GST laws, compliance, and reporting. - Strong analytical, organizational, and time management skills. - Proficiency in MS Office (Excel, Word, and PowerPoint). - Excellent communication and interpersonal skills. - 1 to 2 years of experience in GST...
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Company Secretary
5 days ago
Mumbai, Maharashtra, India Verve Compliance Full time ₹ 40,00,000 - ₹ 80,00,000 per yearWe are hiring a full-time Company Secretary (CS) or CS Intern at our consultancy firm in Malad East. The role involves managing ROC/MCA filings, secretarial compliance, SEBI/FEMA matters, corporate governance, drafting contracts, and advisory support. The candidate should have strong analytical, communication, and client management skills with the ability to...
