VP Compliance Alternative Investment
2 months ago
Our client, a leading alternative investment firm with a strong presence in the APAC region, is in search of a Vice President of Compliance to oversee compliance matters for onshore India and work closely with SEBI. This role will be based in Mumbai.
Reporting Structure: Global CCO
As a Compliance Officer, you will have a critical role in ensuring regulatory compliance and best practices within the firm's onshore India operations. Your responsibilities will include advising on fund establishment, transactions, new products, and business initiatives, while providing day-to-day compliance oversight. You will collaborate closely with central compliance teams, monitor regulatory changes, cultivate key relationships, and establish and update compliance policies and procedures in alignment with firm standards and regulations.
Key Responsibilities:
- Advise senior management on fund establishment, transactions, new products, and business initiatives.
- Supervise compliance activities for onshore businesses in India to ensure adherence to local regulations.
- Provide guidance to central compliance teams, such as Financial Crime Compliance and the Anti-bribery Group, from a local regulatory perspective.
- Stay informed about regulatory changes, assess their impacts, and drive their implementation.
- Cultivate and manage regulatory relationships, participate in industry forums to support organizational goals.
- Develop, draft, and revise compliance policies and procedures outlining firm requirements and best practices.
- Lead regulatory and internal audits, conduct ad-hoc compliance training, and coordinate regulatory reporting, including suspicious transaction reporting.
- Collaborate with various firm departments on initiatives and projects, including Controllers, Operations, Legal, and Internal Audit.
- Engage with external partners like law firms, audit firms, fund administrators, and trustees.
- Represent Compliance in board and committee meetings involving senior management.
Qualifications:
- Bachelor's degree in Finance, Business, Law, or related field. An advanced degree is preferred.
- Extensive experience in Compliance for Alternative Investment Fund s within the onshore India business. Open for candidates with both primary and secondary market experience.
- Strong understanding of local regulatory requirements and best practices.
- Demonstrated track record in policy development, regulatory analysis, and relationship management.
- Excellent communication and stakeholder engagement skills.
- Ability to effectively lead audits, training programs, and regulatory reporting processes.
-
VP Compliance Alternative Investment
2 months ago
india Larson Maddox Full timeOur client, a leading alternative investment firm with a strong presence in the APAC region, is in search of a Vice President of Compliance to oversee compliance matters for onshore India and work closely with SEBI. This role will be based in Mumbai.Reporting Structure: Global CCOAs a Compliance Officer, you will have a critical role in ensuring regulatory...
-
VP Compliance Alternative Investment
2 months ago
India Larson Maddox Full timeOur client, a leading alternative investment firm with a strong presence in the APAC region, is in search of a Vice President of Compliance to oversee compliance matters for onshore India and work closely with SEBI. This role will be based in Mumbai. Reporting Structure: Global CCO As a Compliance Officer, you will have a critical role in ensuring...
-
Arbour Investments | AVP/VP
3 weeks ago
india Arbour Investments Full timeTitle: AVP/VP - Fundraising and Sales (AIF-Real Estate Debt) Summary: Arbour Investments is seeking a highly motivated and skilled Mid-Level Fundraising Professional to support and execute capital-raising initiatives for our real estate investment ventures. The candidate will work closely with senior leadership to identify, engage, meet, and secure...
-
Arbour Investments | AVP/VP
4 weeks ago
india Arbour Investments Full timeTitle: AVP/VP - Fundraising and Sales (AIF-Real Estate Debt)Summary:Arbour Investments is seeking a highly motivated and skilled Mid-Level Fundraising Professional to support and execute capital-raising initiatives for our real estate investment ventures. The candidate will work closely with senior leadership to identify, engage, meet, and secure funding...
-
Axience | VP/ AVP Financial Research
3 weeks ago
india Axience Full timeAbout the Company Axience is a professional business services firm, established with a credo of delivering “Integrated Bespoke Solutions” for our clients We provide high quality bespoke and boutique style financial and business research services and have established ourselves as a well-regarded research firm delivering value-added and complex work to a...
-
Axience | VP/ AVP Financial Research
4 weeks ago
india Axience Full timeAbout the CompanyAxience is a professional business services firm, established with a credo of delivering “Integrated Bespoke Solutions” for our clientsWe provide high quality bespoke and boutique style financial and business research services and have established ourselves as a well-regarded research firm delivering value-added and complex work to a...
-
High-Profile Real Estate Investment Lawyer
4 weeks ago
India TriVeda Capital Full timeTriVeda Capital is a pioneering Alternate Investment Fund (AIF) specializing in dynamic real estate investment strategies.We are seeking an experienced and highly skilled Transaction Lawyer to join our legal team in Bangalore. The ideal candidate will have substantial experience in handling complex real estate transactions, private equity investments, and...
-
Head of Alternatives Sales, South
2 months ago
India Aquis Search Full timeAquis Search is currently assisting our client, a prestigious asset manager in their search for a Head of Alternatives Sales for the South India region. This role can be hired either in Bangalore or Hyderabad. We're looking for a dynamic Sales professional who will be responsible for developing and executing the sales strategy for the south region....
-
Compliance Professional for AIF Operations
4 weeks ago
India SKS Enterpprises - Human Resource Planning and Management Full timeAt SKS Enterprises - Human Resource Planning and Management, we are seeking a seasoned Compliance Officer to join our team in Mumbai. The ideal candidate will have a strong background in managing core secretarial functions, with a proven ability to review and interpret legal documentation effectively.This is a dynamic role that requires the individual to...
-
Chief Regulatory Compliance Officer
4 weeks ago
India Talent Corner HR Services Pvt Ltd Full timeCompany Overview:Talent Corner HR Services Pvt Ltd is a leading Chartered Accountants Firm based in Mumbai, located at Nariman Point. We provide various services like Audit, Taxation, Compliance, Consultancy, Accounting, NBFC, Certification and other services to our clients.We are hiring for a Regulatory Consulting Company Secretarywho is a young talented...
-
india SRINIDHI INVESTMENT ADVISORS Full timeJob pre-requisites 1. Educational Qualification – Qualified or semi qualified ACS 2. Total Experience – 3 to 5 years of experience in Companies Act, FEMA and RBI compliance 3. Should have worked in corporate environmentJob Location - Chennai Job description 1. Filing, registering any document including forms, returns and applications by and on behalf of...
-
india SRINIDHI INVESTMENT ADVISORS Full timeJob pre-requisites 1. Educational Qualification – Qualified or semi qualified ACS 2. Total Experience – 3 to 5 years of experience in Companies Act, FEMA and RBI compliance 3. Should have worked in corporate environment Job Location - Chennai Job description 1. Filing, registering any document including forms, returns and applications by and on...
-
India Weaver Full timeWeaver, a leading provider of governance, risk, and compliance services, is seeking an experienced Accounting Compliance Specialist to join their team in India. This role offers a unique opportunity to work with US based investment advisors and asset managers, providing technical accounting guidance and support.The ideal candidate will have 2-7 years of...
-
Investment Finance Professional
4 weeks ago
India Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob DescriptionAs an Investment Accountant at Intellectual Capital HR Consulting Pvt. Ltd., you will play a crucial role in managing investment portfolios and performing financial analysis on various types of investments.Key Responsibilities:Monitor investment portfolios and perform comprehensive financial analysis to identify potential risks and...
-
Axience | AVP/ VP
4 weeks ago
india Axience Full timeAbout the CompanyAxience is a professional business services firm, established with a credo of delivering “Integrated Bespoke Solutions” for our clientsWe provide high quality bespoke and boutique-style financial and business research services and have established ourselves as a well-regarded research firm delivering value-added and complex work to a...
-
Axience | AVP/ VP
3 weeks ago
india Axience Full timeAbout the Company Axience is a professional business services firm, established with a credo of delivering “Integrated Bespoke Solutions” for our clients We provide high quality bespoke and boutique-style financial and business research services and have established ourselves as a well-regarded research firm delivering value-added and complex work to a...
-
Regulatory Compliance Intern
4 weeks ago
India SensibleT.in Full timeAbout Us SensibleT.in is a fintech platform revolutionizing investment advisory with personalized financial planning solutions. Position: Regulatory Compliance Analyst Join us to explore the regulatory framework of the investment advisory ecosystem in India and provide actionable insights to support compliance and business operations. Key...
-
Associate, Compliance
1 week ago
India Intertrust Full time**Title: Associate, FCH KYC process** **Department : CoE Operations** **Location : Bangalore, India** **Vacancy : Permanent** KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant...
-
Assistant Manager
2 months ago
India Fidelity International Full timeInvestment compliance guideline rule coding experience on Charles River/CRD/CRIMS is a must. Experience with regulatory environments such as UCITS, SFC, FCA and SEC. Strong understanding of portfolio monitoring processes, including the interpretation of client investment management agreements. About your role You will be playing a key role within...
-
Digital Assets Investment Specialist
3 weeks ago
India 9Point Capital Full timeAbout 9Point CapitalWe are a pioneering digital assets management company based in India, offering secure and regulated investment opportunities in Bitcoin ETFs, Ethereum ETFs, and other derivatives.This role requires a skilled Portfolio Manager who can oversee and optimize client funds, ensuring high performance while adhering to the operational...
