Associate, Compliance

1 day ago

India Intertrust Full time

**Title: Associate, FCH KYC process**

**Department : CoE Operations**

**Location : Bangalore, India**

**Vacancy : Permanent**

KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties.

**Responsibilities**
- Responsible for identification and verification of KYC documents as per AML/KYC policy and procedures
- Responsible for performing high quality review of KYC information ensuring that the client acceptance reviews have been completed in line with applicable laws, regulations and company policies and procedures.
- Responsible for ensuring that set targets are met.
- Make sure all risk factors are identified in the client profile and the risk rating is accurately calculated.
- Responsible for overall client acceptance file, both from process management and quality perspective

**Activities**
- Client acceptance KYC review and CDD for client entities, participants, shareholders, and other relevant parties.
- Ownership drilldown, identifying intermediate beneficial owners, ultimate beneficiary owners, controlling parties and other relevant parties
- Responsible for end-to-end client KYC review, includes documents collection, documents verification, client outreach and screening.
- Performing screening on all identified relevant parties and identifying PEP, Sanctions associated risks
- Should be able to identify the Risk factors present in the client profiles and be able to articulate effective financial crime risk management and be able to communicate effectively internal stakeholders.
- Meet the required quality standards for KYC reviews.
- Support implementation of any new compliance related policies, procedures and programs.
- Ensuring adherence to all company policies, procedures and programs and maintaining knowledge on applicable escalation route in case of (potential) non-compliance.
- Advocating and practicing the Compliance Mindset.

**Competencies**
- _ Teamwork_

Cooperates and works well with others in the pursuit of team goals; shares information; supports others. Be responsible and approachable when discussing relevant activities with colleagues.
- _ Judgement /Analytical mindset_

Makes rational, realistic and sound (legal compliance) decisions based on consideration of all facts and alternatives.
- _ Verbal communication skills_

Communicates verbally in a manner which is clear, fluent and to the point, and which holds the audience attention, both in group and one-to-one situations.
- _ Written communication skills_

Produces written communications and documentation (including all compliance related reporting and analyses) which are clear, fluent, concise and readily understood by intended recipient(s).
- _ Initiative_

Is proactive and self-starting; seizes opportunities and acts upon them; originates action and actively influences events Self
- motivated and able to work in a demanding, pressured environment to tight targets/deadlines.
- _ Information gathering_

Seeks all possible relevant information for problem-solving and decision-making: consults widely, probes the facts, analyses issues from different perspectives.
- _ Execution_

Drives projects along, gets results, and ensures that key objectives are met.
- _ Concern for excellence_

Committed to the achievement and maintenance of quality; sets high standards of performance for self and others. Being aware and having a solid understanding of current industry issues e.g. changes in legislation
- _ Persuasiveness_

Able to influence attitudes and opinions of others and gain agreement to proposals, plans and ideas; skillful at negotiating.

**Risk & Control**
- Actively safeguards the position, interests and reputation of Intertrust in all areas
- Ensures to act in accordance with applicable rules & regulations, internal policies & procedures and adhere to Risk & Control-related KPI’s
- Balances commercial challenges and client (team) interests with integrity and operational risks
- Actively contribute to meeting the statutory and internal reporting deadlines
- Support to the implementation of Risk Management strategy, policy & procedures for the Intertrust business

**Profile**
- Minimum of 2 years of relevant compliance experience in industry and/or professional practice
- 3-year degree in Administration/Commerce/Law or any related field
- Work in line with internal procedures and under the guidance of the Manager.
- Pragmatic but critical approach, attention to detail and problem-solving mentality
- Excellent fluency in English, both verbal and in writing
- Excellent drafting and planning skills

**About Intertrust Group**

Intertrust Group is a global leader in providing tech-enabled corporate and fund solutions to clients operating and investing in the international business environment. We have over 4,000 employees across 30 jurisdictions in Europe, the Americas, Asia

  • Global Compliance Associate

    4 hours ago

    India Excis Compliance Full time

    JOB DESCRIPTIONThe ISO Compliance and Audit Manager will play a crucial role in maintaining the organization's ISO certifications, ensuring a high level of compliance, and driving continuous improvement in processes and practices.ISO Certification Renewals:Manage the process of renewing ISO 27001, 14001, and 9001 certifications in accordance with the...

  • Global Compliance Associate

    36 minutes ago

    india Excis Compliance Full time

    JOB DESCRIPTIONThe ISO Compliance and Audit Manager will play a crucial role in maintaining the organization's ISO certifications, ensuring a high level of compliance, and driving continuous improvement in processes and practices.ISO Certification Renewals:Manage the process of renewing ISO 27001, 14001, and 9001 certifications in accordance with the...

  • Compliance Associate

    12 hours ago

    India Amazon Music Full time

    Job Description:As a Senior Associate, Trust & Safety, you are responsible for day-to-day PV Compliance Trust & Safety Operations through content moderation, classification and data labeling activities. You will review Prime video content, often of a graphic nature, and enforce policy decisions related to content.

  • Legal Compliance Associate

    3 days ago

    India Schbang Full time

    Schbang is Hiring: Legal Compliance Associate (1-3 yrs) Location: Mumbai (Lower Parel) Budget: 4-5.50 Lpa Schbang is seeking a Legal Compliance Associate with between 1-3 years of experience in legal frameworks, compliance, and regulatory management. If you are meticulous, detail-oriented, and have a strong understanding of compliance, this is your...

  • Compliance Associate

    9 hours ago

    India Intertrust Full time

    **Associate, Compliance Operations** Location: Bangalore Department: COE Vacancy type: Permanent Conduct client file reviews to confirm that all Customer/ Client Due Diligence (CDD) and Know Your Customer/ Client (KYC) documentation is in hand and up to date, identifying where gaps exist and remediation is required; ensuring that Intertrust is in...

  • Associate, Compliance

    6 days ago

    India Intertrust Full time

    **Associate - Compliance Operations** **Location: Bangalore** **Department: COE** **Vacancy type: Permanent** **Your Responsibilities** - Carry out reviews on the assigned portfolio of companies, trusts, foundations and partnerships and to escalate issues and opportunities identified - Record missing requirements as action points within internal systems,...

  • Schbang | Legal Compliance Associate

    3 days ago

    india Schbang Full time

    Schbang is Hiring: Legal Compliance Associate (1-3 yrs)Location: Mumbai (Lower Parel)Budget: 4-5.50 LpaSchbang is seeking a Legal Compliance Associate with between 1-3 years of experience in legal frameworks, compliance, and regulatory management. If you are meticulous, detail-oriented, and have a strong understanding of compliance, this is your opportunity...

  • Schbang | Legal Compliance Associate

    2 days ago

    india Schbang Full time

    Schbang is Hiring: Legal Compliance Associate (1-3 yrs) Location: Mumbai (Lower Parel) Budget: 4-5.50 Lpa Schbang is seeking a Legal Compliance Associate with between 1-3 years of experience in legal frameworks, compliance, and regulatory management. If you are meticulous, detail-oriented, and have a strong understanding of compliance, this is your...

  • RegisterKaro | Finance Associate

    4 days ago

    india RegisterKaro Full time

    Job Title:Finance Associate ( Compliance)Location:Gurugram Sector-20, HaryanaEmployment Type:Full-timeLooking for an Immediate JoinerCA Firm Experience is a PlusCA Dropouts Can Apply for the Position---Company Overview:Registerkaro is a leading provider of finance, accounting, and taxation services, specializing in assisting businesses with their compliance...

  • RegisterKaro | Finance Associate

    4 days ago

    india RegisterKaro Full time

    Job Title: Finance Associate ( Compliance) Location: Gurugram Sector-20, Haryana Employment Type: Full-time Looking for an Immediate Joiner CA Firm Experience is a Plus CA Dropouts Can Apply for the Position --- Company Overview: Registerkaro is a leading provider of finance, accounting, and taxation services, specializing in assisting businesses with their...

  • NES Fircroft | Commercial Compliance Associate

    4 days ago

    india NES Fircroft Full time

    Job Opportunity: Compliance AssociateLocation: Bangalore, IndiaShift Timing: 4:00 PM – 12:00 AMJoin Our Team as a Compliance Associate!Are you ready to take your compliance expertise to the next level? We're on the lookout for a meticulous and proactive Compliance Associate to join our dynamic team at NES Fircroft. In this pivotal role, you'll ensure our...

  • Compliance Associate

    7 days ago

    India r3 Consultant Full time

    Roles and Responsibilities: Maintain and update student records on online portals. Assist students in understanding and completing the necessary paperwork, providing guidance and support as required. Collect, verify, and process student documentation. Ensure data accuracy and manage updates in a timely manner. Exhibit strong attention to detail...

  • ▷ (09/01/2025) Senior Associate - Compliance

    1 day ago

    Bengaluru, India Grant Thornton INDUS Full time

    Job Description Role Description Senior Associate of Risk and Compliance (INDUS) Grant Thornton Advisors LLC is seeking a Senior Associate Risk and Compliance to work in the Office of the Chief Risk and Compliance Officer. In this role, the individual will report to the INDUS Lead and will work closely with the Risk and Compliance Manager and Director....

  • Associate - Compliance & Legal (Expert Network)

    7 days ago

    India Nextyn Full time

    Overview: Nextyn is seeking a meticulous and proactive Compliance Associate to join our team in Mumbai. The ideal candidate will have 1-2 years of experience in compliance within the expert network industry. This role is crucial in ensuring that both Nextyn and our clients are protected from sharing of MNPI. Key Responsibilities : 1. ...

  • Associate - Compliance & Legal (Expert Network)

    3 hours ago

    Mumbai, India Nextyn Full time

    Job Description Overview: Nextyn is seeking a meticulous and proactive Compliance Associate to join our team in Mumbai. The ideal candidate will have 1-2 years of experience in compliance within the expert network industry. This role is crucial in ensuring that both Nextyn and our clients are protected from sharing of MNPI. Key Responsibilities: 1....

  • r3 Consultant | Compliance Associate/ Verification Specialist

    3 days ago

    india r3 Consultant Full time

    Compliance Associate Roles and Responsibilities: Maintain and update student records on online portals. Assist students in understanding and completing the necessary paperwork, providing guidance and support as required. Collect, verify, and process student documentation. Ensure data accuracy and manage updates in a timely manner. Exhibit strong attention to...

  • Nextyn | Associate

    4 days ago

    india Nextyn Full time

    Overview:Nextyn is seeking a meticulous and proactive Compliance Associate to join our team in Mumbai. The ideal candidate will have 1-2 years of experience in compliance within theexpert network industry.This role is crucial in ensuring that both Nextyn and our clients are protected from sharing of MNPI.Key Responsibilities :1.Compliance Monitoring and...

  • Associate Compliance Manager

    7 days ago

    India Brickwork Ratings Full time

    Role Summary The role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements. Must be adept in the preparation of MIS Reports / Dashboards using Advanced Excel Spreadsheets. The individual will be...

  • Compliance Auditor

    10 hours ago

    India NES Fircroft Full time

    Posted: 29/10/2024 - Competitive- India- Permanent**Company Profile**: **Key Responsibilities**: **The main duties will be to**: - Undertake internal audits of business activities against defined criteria - principally, but not limited to, auditing compliance with Contractor Onboarding requirements (contract paperwork, legal, contractual, and professional...

  • Nextyn | Associate

    7 days ago

    india Nextyn Full time

    Overview: Nextyn is seeking a meticulous and proactive Compliance Associate to join our team in Mumbai. The ideal candidate will have 1-2 years of experience in compliance within the expert network industry. This role is crucial in ensuring that both Nextyn and our clients are protected from sharing of MNPI. Key Responsibilities : 1. Compliance Monitoring...