Chief Regulatory Compliance Officer

18 hours ago


India Talent Corner HR Services Pvt Ltd Full time

Company Overview:

Talent Corner HR Services Pvt Ltd is a leading Chartered Accountants Firm based in Mumbai, located at Nariman Point. We provide various services like Audit, Taxation, Compliance, Consultancy, Accounting, NBFC, Certification and other services to our clients.

We are hiring for a Regulatory Consulting Company Secretary

who is a young talented professional aspiring to build a career in the field of Business and Regulatory Consulting. A combination of right skills and a leadership mindset is what we are looking at.

What we Are Seeking?

Experience

  • 0 to 3 years of experience

Areas / Fields of Interest

  • Regulatory Consulting to BFSI, especially: NBFCs and Asset Management Entities

Skill sets

  • Problem Solver / Maverick Thought Process / Tech Savvy / Team Player / Impeccable Communicator

Qualification

  • CA / CS / LLB / MBA / M. Com. / Graduates (Finance)

Location

Nariman Point, Mumbai

Key Responsibilities:

  • Guiding and assisting in advisory, application, structuring, set up, compliance, examining applicability of PIT, SAST & LODR Regulations, Company Law requirements, ESG Compliances, FEMA aspects, etc., product validation and handholding of the following:
  • Fintech start ups
  • RBI regulated entities including Non-Banking Finance Companies (NBFCs), Peer to Peer Lending entities (P2P), etc.
  • SEBI regulated intermediaries including Portfolio Management Services (PMS), Alternative Investment Funds (AIF), Mutual Funds, Stock Brokers, Investment Advisers, Research Analysts, Online Bond Platforms, etc.
  • Entities regulated under the GIFT IFSCA

The work areas will involve a deep reading & understanding of the regulatory laws, analysis and application of the laws.

Salary:

$4-7 lacs per annum



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