Broking Auditor

Hiring for a leading CA firm for Mumbai Location.Roles & Responsibilities➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements.➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.➢ Perform detailed audits of broking activities, including...

Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

Job Title: Broking AuditorAs a leading financial institution, we are seeking a highly skilled Broking Auditor to join our team. This is a key role within our organization, responsible for ensuring that our broking operations are compliant with relevant regulations and industry standards.The ideal candidate will have experience in auditing and risk...

Hiring for a leading financial services firm in Mumbai.Job DescriptionWe are seeking a highly skilled professional to perform audits on broking operations and verify adherence to compliance and regulatory requirements.The ideal candidate will have strong analytical skills, excellent attention to detail, and the ability to identify potential discrepancies or...

Hiring for a leading organization is seeking an experienced professional to fill a critical role.Key ResponsibilitiesConduct thorough audits of broking operations to verify adherence to compliance and regulatory requirements.Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.Perform in-depth...

Dear CandidateExcellent openingAVP-Lead Broking Business (Finance & Accounts)Department: Finance and AccountsFunction: AccountsReporting to: Vice President - FinanceLocation: Prabhadevi & Malad, MumbaiJob PurposeEnsuring financial compliance, efficient reporting, and effective coordination to support the organization's financial objectives.Key...

Job DescriptionQualifications and Skills:Education:Bachelors degree in Commerce, Accounting, or Finance.Masters in Commerce, CA InterExperience:47 years of experience in accounting and finance roles.Experience in the insurance broking or financial services industry is preferred.Skills:Strong understanding of accounting principles and financial...

Dear CandidateExcellent openingAVP-Lead Broking Business (Finance & Accounts)Department: Finance and AccountsFunction: AccountsReporting to: Vice President - FinanceLocation: Prabhadevi & Malad, MumbaiJob PurposeEnsuring financial compliance, efficient reporting, and effective coordination to support the organization's financial objectives.Key...

Assisting in conducting internal audits as per the approved audit plan.Prepare draft audit observations and assist in compiling audit reports.Liaise with departments to gather data and clarify audit queries.Track implementation of corrective actions based on audit findings.Verify the financial statements and records.Review of SEBI regulations, exchange...

Assisting in conducting internal audits as per the approved audit plan.Prepare draft audit observations and assist in compiling audit reports.Liaise with departments to gather data and clarify audit queries.Track implementation of corrective actions based on audit findings.Verify the financial statements and records.Review of SEBI regulations, exchange...