Broking Auditor

Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

Hiring for a leading CA firm for Mumbai Location.Roles & Responsibilities➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements.➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.➢ Perform detailed audits of broking activities, including...

Hiring for a leading CA firm for Mumbai Location.Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements.➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.➢ Perform detailed audits of broking activities, including...

Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

Incumbent to possess the following competencies: 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and extremely high on initiatives - 5. Self-starter - should be able to work with minimum supervision - 6. Ability...

Depository Participant Operation Audit Conduct comprehensive audits of depository participant operations Evaluate the effectiveness of controls and compliance with regulatory requirements Custody Operation Audit Perform audits of custody operations to ensure proper management and safeguarding of assets Assess the accuracy and completeness of custody...

job title: internal auditor job summarythe internal auditor will oversee the financial and operational compliance of export-import transactions, including documentation, statutory compliance, bank dealings, and risk control. this role ensures accuracy, transparency, and adherence to internal and government regulations.______________key responsibilities audit...

Hiring for a leading consulting firm Internal audit for Broking SectorsStock brokingNismAML ComplianceAML Audit