Manager - Back Office & DP Operations
4 days ago
The primary responsibility of this role is to manage and oversee the business operations of the Back-Office Department (BO) pertaining to Broking & Depository Participant (DP) operations. The role involves supervising daily operational activities, ensuring compliance with regulatory standards, handling client queries, driving automation initiatives, and supporting business growth through data-driven insights.
Ideal Candidate
A highly experienced professional with strong leadership skills, deep understanding of stock broking & DP operations, and the ability to balance compliance, operational efficiency, and business growth in a fast-paced environment. The candidate must demonstrate a customer-first attitude, be highly data-driven, and thrive in a competitive, result-oriented work culture.
Responsibilities
1. Depository & Settlement Operations
- Lead and manage overall functioning of Depository Operations.
- Oversee day-to-day settlement activities including securities pay-in/pay-out.
- Manage creation of pledges for margin shortfalls/exposure.
- Handle back-office operations pertaining to Cash, FnO, Mutual Funds, Treasury Bill, and corporate actions.
- Execute Dematerialisation/Transmission/Transposition of physical shares.
- Facilitate Delivery Instruction Slip processing, Early Pay-in, and pledge/re-pledge/un-pledge transactions.
2. Business Operations & Reporting
- Manage processes such as CKYC, CVL KRA, Demat
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