Legal & compliance head | fintech | arn & ria
2 days ago
Hiring a seasoned Legal & Compliance Head with deep knowledge of SEBI RIA and AMFI/ARN regulations who can ensure strict arm’s-length separation between Advisory and Distribution businesses. Key Responsibilities Ensure full compliance with SEBI RIA and AMFI/ARN guidelines. Establish and enforce arm’s-length processes between RIA (advisory) & ARN (distribution) businesses. Build clear functional separation: data access, communication, fees, product selection, and revenue. Manage SEBI/AMFI inspections, audits, filings, and internal controls. Draft/review client agreements, disclosures, contracts, and compliance policies. Implement strong controls for risk profiling, suitability, documentation & mis-selling prevention. Handle regulatory notices and oversee grievance redressal mechanisms. Train teams on do’s & don’ts of RIA vs ARN segregation. Required Experience 8–15 years in Legal/Compliance in Wealth Management, MF Distribution, RIA, PMS/AIF, or Fin Tech. Demonstrated experience implementing functional + operational separation between advisory & distribution. Strong understanding of fee-only mandates , commission restrictions , and conflict-of-interest controls. Track record of handling SEBI/AMFI audits and regulatory interactions.
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RIA Advisory
2 weeks ago
Pune, India RIA ADVISORY LLP Full timeExperience: 5 to 9 Pune, Know How: Payroll Administration, Processing, Compliance and Reporting, experience in India, US and Canada payroll SummaryWe are looking for an experienced and detail-oriented Payroll Specialist to lead payroll operations across multiple regions, including the US, Canada, Mexico, UK, Australia, South Africa, the Philippines, and...
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Payroll Specialist
2 days ago
Pune, Maharashtra, India RIA Advisory Full time ₹ 4,00,000 - ₹ 8,00,000 per yearRole: Payroll SpecialistLocation: Pune, IndiaRole Description:Responsible for accurate and timely global payroll for India, UK, Australia, Canada, South Africa, Mexico and USA, coordinating with HR and ADP/PEO, and reconciling payroll registers with accounting books.Key Outcomes:Coordinate with HR on payroll inputs and ADP/PEO for bi-monthly/monthly payroll...
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AyeKart Fintech
2 weeks ago
Pune, Maharashtra, India Ayekart Fintech Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Title : Tech Lead - Fintech (3 Years Experience) Company : Ayekart Fintech Private Limited Location : Pune, IndiaAbout Ayekart Fintech : Ayekart Fintech Private Limited is a rapidly growing financial technology company focused on building innovative solutions for businesses and individuals. We combine cutting-edge technology with deep domain...
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Tourism Executive
1 week ago
Hadapsar, Pune, Maharashtra, India Satguru Travel Full time**SATGURU TRAVEL** - **JOB LOCATION: AFRICA (You will be relocated to Africa for 2 years.)**_ **TRAVEL CONSULTANT JD**: - Sales and operation of International Holiday packages, Visa, Car, Excursion & amp; hotel booking. - Designing itineraries, vacation packages, costing and bookings - Fostering existing relationships and developing new ones - Monitoring...
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Sales Executive
6 days ago
Pune, Maharashtra, India Idealcrew Technology Full time ₹ 4,00,000 - ₹ 8,00,000 per year* Knowledge of Sales & amp Marketing field.* understanding of products & industries. Generating potentially leads, making* client contacts, arranging meeting, plant visit, development of quotations &* samples, Keeping Client follow-up.
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Head Legal And Cs
6 days ago
Pune, Maharashtra, India Ssterling Workforce Enterprises Full time ₹ 20,00,000 - ₹ 25,00,000 per yearReputed infrastructure company delivering complex and high-value EPC and HAM projects across India. We are seeking a strategic and experienced Head – Legal & Contracts to lead legal governance, contract management, risk mitigation.. Required Candidate profileknowledge of contract laws, arbitration, regulatory compliance, and risk management, understanding...
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Presales Consultant
2 weeks ago
Pune, Maharashtra, India Hunarstreet Technologies Full time ₹ 8,00,000 - ₹ 12,00,000 per yearKey responsibilitiesTo attend meetings with potential Clients to determine technical and business requirements and ensuring that all necessary information is collated prior to producing a solutionProvide technical solutions in a professional manner and to agreed timeframesAbility to demonstrate product and technologies effectively to audiences of varied...
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AyeKart Fintech
4 weeks ago
Pune, India Ayekart Fintech Full timeJob Title : Node.js Tech Lead - Fintech (3+ Years Experience) Company : Ayekart Fintech Private Limited Location : Pune, IndiaAbout Ayekart Fintech :Ayekart Fintech Private Limited is a rapidly growing financial technology company focused on building innovative solutions for businesses and individuals. We combine cutting-edge technology with deep domain...
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Compliance Officer
2 weeks ago
Pune, Maharashtra, India Mahir Full time ₹ 20,00,000 - ₹ 25,00,000 per yearRole & Responsibilities:Handle compliance requirements related to SEBI, NSE, BSE, AMFI, and other regulatory bodies.Prepare and file periodic compliance reports, returns, and documentation as required by regulators.Draft, update, and maintain internal policies, SOPs, disclaimers, and compliance frameworks for the organization.Ensure that all advisory...
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Legal Associate
2 days ago
Pune, India Spectrum Legal Solutions Full timeWe specialize in areas such as property, corporate & commercial laws, and dispute resolution. We aspire to establish a grip in domains like intellectual property, educational laws, etc. Over the last two decades, we have worked with a variety of clients - individuals, start-ups, small & medium enterprises, schools, trusts, NGOs, corporates, banks, and many...