Assistant Manager Compliance

To ensure adherence of submission of returns to regulatory & statutory authorities in a timely manner.To conduct AML transaction monitoring & review of Risk Categorization of customers.To assist in compliance review & monitoring of various departments.To handle communications with regulatory bodies.To assist in preparation of MIS/ Dashboards for Board and...

We are seeking a detail-oriented and highly motivated Junior Compliance Officer to join our compliance team at Mansi Shares, a fast-growing share market and stock broking firm. The ideal candidate will support day-to-day compliance activities and help ensure adherence to SEBI regulations and internal company policies.ResponsibilitiesMonitor and ensure...

Job DescriptionRole descriptionPosition Overview:Position TitleManager - ComplianceDepartmentComplianceLevel/Band401LocationMumbaiReports toAssistant Vice President - ComplianceRole Summary:.Provide extensive legal search and evaluating industry benchmark to opine on various business initiatives and legal provisions..Review product and marketing...

Job PurposeSupport the Head of Compliance & Bank MLRO in managing overall Compliance Management Program for India in line with the regulatory requirement and Group Compliance Policies Manage the regulatory inspections (on-site/off-site) under Risk Based Supervision; interaction with regulatory officials to ensure the expected delivery from the BankPro-active...

Job Purpose Support the Head of Compliance & Bank MLRO in managing overall Compliance Management Program for India in line with the regulatory requirement and Group Compliance Policies Manage the regulatory inspections (on-site/off-site) under Risk Based Supervision; interaction with regulatory officials to ensure the expected delivery from the Bank...

JOB OVERVIEW: Practical, hands‑on experience of 1014 years in compliance within NBFCs or banks, with a strong focus on retail lending products (housing loans, personal loans, digital lending, LAP). Proven ability to interpret and apply evolving regulatory guidelines.EXPERIENCE:Proven and rich experience of 10+ years in compliance with Banks / NBFCs....

JOB OVERVIEW: Practical, hands‑on experience of 1014 years in compliance within NBFCs or banks, with a strong focus on retail lending products (housing loans, personal loans, digital lending, LAP).Proven ability to interpret and apply evolving regulatory guidelines.EXPERIENCE: Proven and rich experience of 10+ years in compliance with Banks /...

DATAMARK, Inc. is seeking an experienced Assistant Manager - Human Resource Operations to join our dynamic team. This role is pivotal in enhancing HR operations and ensuring effective implementation of policies and practices within the organization. The Assistant Manager will assist in managing various HR functions, including employee relations, compliance,...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and Responsibilities:Oversee...

Organizational ContextABC Digital has been incorporated as a wholly owned subsidiary of Aditya Birla Capital in 2023 to engage in distribution of Aditya Birla Capital products and providing services to customers, including web-based services, e-commerce, and payments facilities and allied activities. ABC Digital is developing an omni-channel based D2C...