Compliance Manager
3 weeks ago
Proven ability to interpret and apply evolving regulatory guidelines.
EXPERIENCE: Proven and rich experience of 10+ years in compliance with Banks / NBFCs.
Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.
Strong analytical skills with the ability to interpret regulations.
Team Leader.
Excellent communication and interpersonal skills.
KEY RESPONSIBILITIES: Serve as the primary compliance interface for retail lending business lines including housing loans, personal loans, digital lending, and LAP.
Review retail product proposals, new business initiatives, and operational processes & provide clear compliance advice, handling queries and clarifications.
Periodically review and update retail compliance policies and procedures in line with regulatory guidance.
Monitor regulatory developments (especially RBI) and assess their impact on retail operations and policies.
Assist the Chief Compliance Officer in ensuring business-wide regulatory oversight.
Lead or coordinate compliance‑related assignments or automation projects—guide end‑to‑end completion and implementation.
Identify areas of compliance vulnerabilities, assess risks, and develop corrective action plans.
Oversee pre‑ and post‑inspection activities, support regulatory inspections, and ensure timely remediation.
Monitor internal compliance with policies and procedures across retail operations.
Develop and nurture stakeholder relationships—engage with internal teams and external regulators or auditors.
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