Compliance Manager

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and Responsibilities:Oversee...

Job DescriptionRole descriptionPosition Overview:Position TitleManager - ComplianceDepartmentComplianceLevel/Band401LocationMumbaiReports toAssistant Vice President - ComplianceRole Summary:.Provide extensive legal search and evaluating industry benchmark to opine on various business initiatives and legal provisions..Review product and marketing...

Job Responsibilities :-• Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.• Liasoning and...

About us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...

Job Responsibilities :-• Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.• Liasoning and...

Job Responsibilities :-• Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.• Liasoning and...

Job DescriptionKey Responsibilities:- Preparation delivery of compliance review testing plan.- Independently concludes on the effectiveness of controls through the review and monitoring.- Communication of control issues and related recommendations to Operational management and respective team.- Provide recommendations for finding rankings and effectively...

Job description Urgent requirement for the position of Compliance Manager in the company Location- Navi Mumbai (Vaashi) Experiance - Min 3yrs of experiance in broking compliance

JOB OVERVIEW: Practical, hands‑on experience of 1014 years in compliance within NBFCs or banks, with a strong focus on retail lending products (housing loans, personal loans, digital lending, LAP).Proven ability to interpret and apply evolving regulatory guidelines.EXPERIENCE: Proven and rich experience of 10+ years in compliance with Banks /...

JOB OVERVIEW: Practical, hands‑on experience of 1014 years in compliance within NBFCs or banks, with a strong focus on retail lending products (housing loans, personal loans, digital lending, LAP). Proven ability to interpret and apply evolving regulatory guidelines.EXPERIENCE:Proven and rich experience of 10+ years in compliance with Banks / NBFCs....